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HOPE BANCORP INC — Director's Dealing 2018
Feb 15, 2018
31990_dirs_2018-02-14_940c6bce-67ce-4f44-8120-cee63e9afe0a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2017-12-31
Reporting Person: Whang Scott Yoon-suk (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-01 | Common Stock | A | 4500 | $0.00 | Acquired | 45202 | Indirect |
| 2017-12-15 | Common Stock | G | 4500 | $0.00 | Disposed | 45202 | Direct |
| 2017-12-15 | Common Stock | G | 4500 | $0.00 | Acquired | 11700 | Indirect |
| 2017-12-18 | Common Stock | G | 4500 | $0.00 | Disposed | 45202 | Direct |
| 2017-12-18 | Common Stock | G | 4500 | $0.00 | Acquired | 11700 | Indirect |
Footnotes
F1: Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, 1/3 vested on September 1, 2017, and remaining 1/3 will vest on September 1, 2018.
F2: Amended from previously filed Form 5, which corrects the ownership form as "Indirect" to reflect ownership held in reporting person's trust.
F3: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person's wife as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/15/2017, reporting person gifted to three of six grandchildren common stock in the amount of 1,500 shares each.
F4: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/18/2017 reporting person gifted to three of six grandchildren common stock in the amount of 1,500 shares each.