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HOPE BANCORP INC — Director's Dealing 2017
Feb 15, 2017
31990_dirs_2017-02-15_12d35313-3004-4fdb-bc20-32e8b2167270.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2016-12-31
Reporting Person: Whang Scott Yoon-suk (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-18 | Common Stock | G | 7200 | $0.00 | Disposed | 56902 | Direct |
| 2014-12-18 | Common Stock | G | 7200 | $0.00 | Acquired | 7200 | Indirect |
| 2014-12-18 | Common Stock | G | 7200 | $0.00 | Disposed | 49702 | Direct |
| 2014-12-18 | Common Stock | G | 7200 | $0.00 | Acquired | 7200 | Indirect |
Footnotes
F1: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person's wife as custodian for three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015, reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.
F2: The reporting person disclaims beneficial ownership of all securities held by his grandchildren, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose.
F3: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015 reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.