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HOPE BANCORP INC — Director's Dealing 2017
Jul 4, 2017
31990_dirs_2017-07-03_25cc17aa-a489-48d9-be46-4432a5383e42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2017-06-12
Reporting Person: Mah Janette (EVP, Chief Mortgage Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-12 | Common Stock | M | 3517 | $7.53 | Acquired | 7693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-12 | Employee Incentive Stock Option (right to buy) | $7.53 | M | 3517 | Disposed | 2017-06-27 | Common Stock (3517) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted Stock) | 2059 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $17.18 | 2026-09-01 | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: 2059 represents Restricted Stock still outstanding including any accrued dividend to date. These shares will vest on April 2018 and 2019 according to previously disclosed vesting schedules.
F2: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.
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