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HOPE BANCORP INC Director's Dealing 2017

Jul 4, 2017

31990_dirs_2017-07-03_25cc17aa-a489-48d9-be46-4432a5383e42.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2017-06-12

Reporting Person: Mah Janette (EVP, Chief Mortgage Banking)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-12 Common Stock M 3517 $7.53 Acquired 7693 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-12 Employee Incentive Stock Option (right to buy) $7.53 M 3517 Disposed 2017-06-27 Common Stock (3517) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Restricted Stock) 2059 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option (right to buy) $17.18 2026-09-01 Common Stock (20000) 20000 Direct

Footnotes

F1: 2059 represents Restricted Stock still outstanding including any accrued dividend to date. These shares will vest on April 2018 and 2019 according to previously disclosed vesting schedules.

F2: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.