HOPE BANCORP INC — Director's Dealing 2017

Nov 16, 2017

SEC Form 4/A — Form 4/A

Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2016-09-01

Reporting Person: KIM JASON K (EVP & Chief Comm Banking Ofc)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-01	Common Stock	A	8000	—	Acquired	75119	Direct
2017-09-01	Common Stock	F	601	$16.20	Disposed	53370	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4667	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Incentive Stock Option (right to buy)	$17.18	2026-09-01	Common Stock (30000)	30000	Direct

Footnotes

F1: On 9/1/16, the reporting person was granted 8,000 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date. This grant of RSU was previously reported in Table II of Form 4 filed on 11/6/17, but is instead being reported in Table I of this amended filing.

F2: The amount reported in Column 5 of Table I reflects the corrected amount of securities beneficially owned after the transactions reported on Forms 4 filed on 10/27/17, 10/30/17 and 11/6/17.

F3: Total of 4,667 shares reported in Column 5 of Table I reflects the corrected amount of securities beneficially owned by the reporting person's spouse after the transaction reported on Forms 4 filed on 8/2/17, 10/27/17, and 10/30/17.

F4: Options granted on September 1, 2016 pursuant to the 2016 ICP. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.

F5: The amount reported in Column 9 of Table II reflects the corrected number of derivative securities beneficially owned after the Forms 4 filed on 10/27/17 and 10/30/17, which had erroneously omitted 6,000 shares.