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HOPE BANCORP INC — Director's Dealing 2017
Nov 30, 2017
31990_dirs_2017-11-29_925101cc-590d-43f3-aa86-7579908aa4ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2017-11-27
Reporting Person: Koh Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-27 | Common Stock | S | 10000 | $17.95 | Disposed | 143270 | Indirect |
| 2017-11-29 | Common Stock | S | 47833 | $19.22 | Disposed | 95437 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3226092 | Indirect |
| Common Stock | 608261 | Indirect |
| Common Stock | 805 | Indirect |
| Common Stock | 805 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (6667) | 6667 | Direct | |
| Non-qualified stock option (right to buy) | $17.18 | 2026-09-01 | Common Stock (30000) | 30000 | Direct |
| Stock Option (right to buy) | $5.02 | 2022-01-28 | Common Stock (105510) | 105510 | Direct |
| Stock Option (right to buy) | $14.65 | 2025-08-25 | Common Stock (6167) | 6167 | Direct |
Footnotes
F1: Total 20,000 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, 1/3 vested on September 1, 2017, and remaining 1/3 will vest on September 1, 2018.
F2: These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.