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HOPE BANCORP INC Director's Dealing 2017

Nov 30, 2017

31990_dirs_2017-11-29_925101cc-590d-43f3-aa86-7579908aa4ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2017-11-27

Reporting Person: Koh Steven (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-27 Common Stock S 10000 $17.95 Disposed 143270 Indirect
2017-11-29 Common Stock S 47833 $19.22 Disposed 95437 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3226092 Indirect
Common Stock 608261 Indirect
Common Stock 805 Indirect
Common Stock 805 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (6667) 6667 Direct
Non-qualified stock option (right to buy) $17.18 2026-09-01 Common Stock (30000) 30000 Direct
Stock Option (right to buy) $5.02 2022-01-28 Common Stock (105510) 105510 Direct
Stock Option (right to buy) $14.65 2025-08-25 Common Stock (6167) 6167 Direct

Footnotes

F1: Total 20,000 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, 1/3 vested on September 1, 2017, and remaining 1/3 will vest on September 1, 2018.

F2: These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.