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HOPE BANCORP INC Director's Dealing 2016

Jun 1, 2016

31990_dirs_2016-05-31_5a7eb7f8-e350-433f-86df-829fdfd68a5a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BBCN BANCORP INC (BBCN)
CIK: 0001128361
Period of Report: 2016-05-26

Reporting Person: Kim Kevin Sung (Director, President and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-26 Employee Stock Option (Right to Buy) $16.12 A 30660 Acquired 2026-05-26 Common Stock (30660) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 515683 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $15.88 2024-04-11 Common Stock (170000) 170000 Direct

Footnotes

F1: Restricted stock granted on April 11, 2014 under the BBCN Bancorp Inc. 2007 Equity Incentive Plan. Stock vests annually in five equal installments on April 11th of 2015, 2016, 2017, 2018 and 2019.

F2: Option granted on April 11, 2014 under the BBCN Bancorp Inc. 2007 Equity Incentive Plan. Options vest annually in five equal installments on April 11th of 2015, 2016, 2017, 2018 and 2019.

F3: In prior Form 5, 200,000 employee stock options were reported, of which 30,000 employee stock options were subsequently rescinded.