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HOPE BANCORP INC — Director's Dealing 2016
Jun 1, 2016
31990_dirs_2016-05-31_5a7eb7f8-e350-433f-86df-829fdfd68a5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BBCN BANCORP INC (BBCN)
CIK: 0001128361
Period of Report: 2016-05-26
Reporting Person: Kim Kevin Sung (Director, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-26 | Employee Stock Option (Right to Buy) | $16.12 | A | 30660 | Acquired | 2026-05-26 | Common Stock (30660) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 515683 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $15.88 | 2024-04-11 | Common Stock (170000) | 170000 | Direct |
Footnotes
F1: Restricted stock granted on April 11, 2014 under the BBCN Bancorp Inc. 2007 Equity Incentive Plan. Stock vests annually in five equal installments on April 11th of 2015, 2016, 2017, 2018 and 2019.
F2: Option granted on April 11, 2014 under the BBCN Bancorp Inc. 2007 Equity Incentive Plan. Options vest annually in five equal installments on April 11th of 2015, 2016, 2017, 2018 and 2019.
F3: In prior Form 5, 200,000 employee stock options were reported, of which 30,000 employee stock options were subsequently rescinded.
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