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HOPE BANCORP INC Director's Dealing 2016

Aug 3, 2016

31990_dirs_2016-08-02_cf03ae40-186c-4c79-92e5-12dde853a1f2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2016-07-29

Reporting Person: Koh Peter (EVP & CHIEF CREDIT OFFICER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-29 Common Stock A 44213 Acquired 44213 Direct
2016-07-29 Common Stock (Restricted Stock) A 7689 Acquired 7689 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-29 Stock Option (Right To Buy) $7.53 A 14068 Acquired 2017-06-27 Common Stock (14068) Direct
2016-07-29 Stock Option (Right To Buy) $14.95 A 7034 Acquired 2020-09-30 Common Stock (7034) Direct

Footnotes

F1: Received in exchange for 62,858 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.

F2: Received in exchange for 10,933 shares of Wilshire common stock (Restricted Stock) in connection with the Merger.

F3: Received in the Merger in exchange for a stock option to acquire 20,000 shares of Wilshire common stock

F4: Vesting schedule: 25% on 09/30/15, 25% on 09/30/16 25% on 09/30/17, and 25% on 09/30/18

F5: Received in the Merger in exchange for a stock option to acquire 10,000 shares of Wilshire common stock