AI assistant
HOPE BANCORP INC — Director's Dealing 2016
Aug 3, 2016
31990_dirs_2016-08-02_5cd5ec73-03d8-4f9d-95f1-72ab07a5463b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2016-07-29
Reporting Person: HA DAISY Y (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-29 | Common Stock | A | 441669 | — | Acquired | 441669 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-29 | Stock Option (Right To Buy) | $15.23 | A | 28136 | Acquired | 2023-12-29 | Common Stock (28136) | Direct |
| 2016-07-29 | Stock Option (Right To Buy) | $14.65 | A | 4404 | Acquired | 2025-08-25 | Common Stock (4404) | Direct |
Footnotes
F1: Received in exchange for 627,907 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.
F2: Received in the Merger in exchange for a stock option to acquire 40,000 shares of Wilshire common stock
F3: Received in the Merger in exchange for a stock option to acquire 6,262 shares of Wilshire common stock