Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HOPE BANCORP INC Director's Dealing 2016

Aug 3, 2016

31990_dirs_2016-08-02_a2a33ea4-cb89-4377-a1ce-947b5b6eca76.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2016-07-29

Reporting Person: Koh Steven (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-29 Common Stock A 153270 Acquired 153270 Indirect
2016-07-29 Common Stock A 3226092 Acquired 3226092 Indirect
2016-07-29 Common Stock A 594928 Acquired 594928 Indirect
2016-07-29 Common Stock A 805 Acquired 805 Indirect
2016-07-29 Common Stock A 805 Acquired 805 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-29 Stock Option (Right To Buy) $5.02 A 105510 Acquired 2022-01-28 Common Stock (105510) Direct
2016-07-29 Stock Option (Right To Buy) $14.65 A 6167 Acquired 2025-08-25 Common Stock (6167) Direct

Footnotes

F1: Received in exchange for 217,900 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.

F2: Received in exchange for 4,586,426 shares of Wilshire common stock in connection with the Merger

F3: Received in exchange for 845,791 shares of Wilshire common stock in connection with the Merger

F4: Received in exchange for 1,145 shares of Wilshire common stock in connection with the Merger

F5: Received in exchange for 1,145 shares of Wilshire common stock in connection with the Merger

F6: Received in the Merger in exchange for a stock option to acquire 150,000 shares of Wilshire common stock

F7: Received in the Merger in exchange for a stock option to acquire 8,768 shares of Wilshire common stock