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HOPE BANCORP INC — Director's Dealing 2016
Aug 3, 2016
31990_dirs_2016-08-02_a2a33ea4-cb89-4377-a1ce-947b5b6eca76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2016-07-29
Reporting Person: Koh Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-29 | Common Stock | A | 153270 | — | Acquired | 153270 | Indirect |
| 2016-07-29 | Common Stock | A | 3226092 | — | Acquired | 3226092 | Indirect |
| 2016-07-29 | Common Stock | A | 594928 | — | Acquired | 594928 | Indirect |
| 2016-07-29 | Common Stock | A | 805 | — | Acquired | 805 | Indirect |
| 2016-07-29 | Common Stock | A | 805 | — | Acquired | 805 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-29 | Stock Option (Right To Buy) | $5.02 | A | 105510 | Acquired | 2022-01-28 | Common Stock (105510) | Direct |
| 2016-07-29 | Stock Option (Right To Buy) | $14.65 | A | 6167 | Acquired | 2025-08-25 | Common Stock (6167) | Direct |
Footnotes
F1: Received in exchange for 217,900 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.
F2: Received in exchange for 4,586,426 shares of Wilshire common stock in connection with the Merger
F3: Received in exchange for 845,791 shares of Wilshire common stock in connection with the Merger
F4: Received in exchange for 1,145 shares of Wilshire common stock in connection with the Merger
F5: Received in exchange for 1,145 shares of Wilshire common stock in connection with the Merger
F6: Received in the Merger in exchange for a stock option to acquire 150,000 shares of Wilshire common stock
F7: Received in the Merger in exchange for a stock option to acquire 8,768 shares of Wilshire common stock