HOPE BANCORP INC — Director's Dealing 2016

Sep 21, 2016

SEC Form 3/A — Form 3/A

Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2016-08-01

Reporting Person: Mah Janette (EVP, Chief Mortgage Banking)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock	2599	Direct
Common stock (Restricted stock)	3578	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Incentive Stock Option (Right to buy)	$7.53	2012-06-27	Common stock (3517)		Direct

Footnotes

F1: Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement between Wilshire Bancorp, Inc. and BBCN Bancorp, Inc. (now Hope Bancorp, Inc.) (the "Merger Agreement"). Received in exchange for 3,695 shares of Wilshire Bancorp, Inc. common stock at the exchange ratio of 0.7034 per share as provided by the Merger Agreement.

F2: Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement. Restricted stock granted on March 31, 2014, April 29, 2015 and April 27, 2016 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan (the "Plan"), including dividends issued to date. Restricted stock granted under the Plan vests annually in four equal installments over three years, with 25% vesting on the grant date and the remainder vesting on the anniversary of the grant date annually thereafter.

F3: No change from previously filed Form 3. Option granted on June 27, 2012 under the Wilshire Bancorp, Inc. 2009 Stock Incentive Plan. Options have fully vested.