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HOPE BANCORP INC — Director's Dealing 2011
May 12, 2011
31990_dirs_2011-05-12_c343d364-3e43-4345-8306-e6d700e5501e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NARA BANCORP INC (NARA)
CIK: 0001128361
Period of Report: 2011-05-11
Reporting Person: PAIK JESUN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-11 | Common Stock | A | 40000 | $4.75 | Acquired | 81033 | Direct |
| 2011-05-11 | Common Stock | D | 2182 | $9.2098 | Disposed | 78851 | Direct |
| 2011-05-11 | Common Stock | D | 1218 | $9.21 | Disposed | 77633 | Direct |
| 2011-05-11 | Common Stock | D | 215 | $9.22 | Disposed | 77418 | Direct |
| 2011-05-11 | Common Stock | D | 784 | $9.23 | Disposed | 76634 | Direct |
| 2011-05-11 | Common Stock | D | 900 | $9.24 | Disposed | 75734 | Direct |
| 2011-05-11 | Common Stock | D | 200 | $9.265 | Disposed | 75534 | Direct |
| 2011-05-11 | Common Stock | D | 2900 | $9.27 | Disposed | 72634 | Direct |
| 2011-05-11 | Common Stock | D | 5039 | $9.2794 | Disposed | 67595 | Direct |
| 2011-05-11 | Common Stock | D | 1172 | $9.2799 | Disposed | 66423 | Direct |
| 2011-05-11 | Common Stock | D | 2800 | $9.28 | Disposed | 63623 | Direct |
| 2011-05-11 | Common Stock | D | 3000 | $9.2833 | Disposed | 60623 | Direct |
| 2011-05-11 | Common Stock | D | 2100 | $9.2838 | Disposed | 58523 | Direct |
| 2011-05-11 | Common Stock | D | 1000 | $9.285 | Disposed | 57523 | Direct |
| 2011-05-11 | Common Stock | D | 500 | $9.2875 | Disposed | 57023 | Direct |
| 2011-05-11 | Common Stock | D | 3000 | $9.2887 | Disposed | 54023 | Direct |
| 2011-05-11 | Common Stock | D | 200 | $9.2895 | Disposed | 53823 | Direct |
| 2011-05-11 | Common Stock | D | 800 | $9.29 | Disposed | 53023 | Direct |
| 2011-05-11 | Common Stock | D | 1000 | $9.2936 | Disposed | 52023 | Direct |
| 2011-05-11 | Common Stock | D | 1300 | $9.295 | Disposed | 50723 | Direct |
| 2011-05-11 | Common Stock | D | 1800 | $9.2975 | Disposed | 48923 | Direct |
| 2011-05-11 | Common Stock | D | 1500 | $9.2997 | Disposed | 47423 | Direct |
| 2011-05-11 | Common Stock | D | 500 | $9.30 | Disposed | 46923 | Direct |
| 2011-05-11 | Common Stock | D | 300 | $9.3033 | Disposed | 46623 | Direct |
| 2011-05-11 | Common Stock | D | 900 | $9.31 | Disposed | 45723 | Direct |
| 2011-05-11 | Common Stock | D | 200 | $9.32 | Disposed | 45523 | Direct |
| 2011-05-11 | Common Stock | D | 100 | $9.33 | Disposed | 45423 | Direct |
| 2011-05-11 | Common Stock | D | 200 | $9.34 | Disposed | 45223 | Direct |
| 2011-05-11 | Common Stock | D | 100 | $9.36 | Disposed | 45123 | Direct |
| 2011-05-11 | Common Stock | D | 790 | $9.37 | Disposed | 44333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-11 | Stock Options | $4.75 | M | 40000 | Disposed | 2011-07-20 | Common Stock (40000) | Direct |
Footnotes
F1: The original option grant, representing a right to purchase 30,000 shares, became exercisable in three equal installments on the grant anniversary date, commencing with the first anniversary date of July 20, 2002. The stock has split twice since the original option grant.
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