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HOPE BANCORP INC — Director's Dealing 2011
Jun 7, 2011
31990_dirs_2011-06-07_4dc8c70b-c7ef-4b9e-acb1-974b0dcd712f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NARA BANCORP INC (NARA)
CIK: 0001128361
Period of Report: 2011-05-02
Reporting Person: KIM KYU S. (EVP & Eastern Regional Manager)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-05 | Common Stock | M | 24000 | $5.75 | Acquired | 24000 | Direct |
| 2011-05-02 | Common Stock | S | 3100 | $9.85 | Disposed | 20900 | Direct |
| 2011-05-02 | Common Stock | S | 100 | $9.86 | Disposed | 20800 | Direct |
| 2011-05-02 | Common Stock | S | 500 | $10.00 | Disposed | 20300 | Direct |
| 2011-05-02 | Common Stock | S | 400 | $10.01 | Disposed | 19900 | Direct |
| 2011-05-02 | Common Stock | S | 400 | $10.02 | Disposed | 19500 | Direct |
| 2011-05-05 | Common Stock | S | 4000 | $9.21 | Disposed | 15500 | Direct |
| 2011-05-05 | Common Stock | S | 1100 | $9.22 | Disposed | 14400 | Direct |
| 2011-05-05 | Common Stock | S | 11300 | $9.23 | Disposed | 3100 | Direct |
| 2011-05-05 | Common Stock | S | 2200 | $9.24 | Disposed | 900 | Direct |
| 2011-05-05 | Common Stock | S | 500 | $9.25 | Disposed | 400 | Direct |
| 2011-05-05 | Common Stock | S | 100 | $9.26 | Disposed | 300 | Direct |
| 2011-05-05 | Common Stock | S | 200 | $9.27 | Disposed | 100 | Direct |
| 2011-05-05 | Common Stock | S | 100 | $9.28 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-05 | Incentive Stock Option | $5.75 | M | 24000 | Disposed | 2012-05-29 | Common Stock (24000) | Direct |
Footnotes
F1: The original Form 4 incorrectly stated the wrong transaction date.
F2: The original Form 4 incorrectly stated the amount of Securities Beneficially Owned Following Reported Transaction because it did not account for the sale of 2,000 shares on April 28, 2011.
F3: The original Form 4 omitted the information regarding the sale of the common stock on May 2, 2011 and May 5, 2011.
F4: The option vested in five equal installments on May 29, 2003, 2004, 2005, 2006, and 2007.
F5: The original Form 4 incorrectly stated the Number of Derivative Securities Beneficially Owned Following Reported Transaction.