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Honworld Group Limited Share Issue/Capital Change 2014

Jan 15, 2014

50459_rns_2014-01-15_5d3c89fa-3cbf-4a6b-9248-273ef912fb04.pdf

Share Issue/Capital Change

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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中央結算系統投資者戶口持有人股份 戶口或閣下指定的中央結算系統參與者股份戶口,請使用本表格

This Application Form uses the same terms as defined in the prospectus of Honworld Group Limited (the “Company”) dated January 16, 2014 (the “Prospectus”). 本申請表格使用老恒和釀造有限公司(「本公司」)於2014 年 1 月 16 日刊發的招股章 Staple your 程(「招股章程」)所界定的相同詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United here States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成 請將股款 在香港以外任何司法權區要約出售或游說要約購買任何香港發售股份。若無根據美國《證券法》登記或豁免登記, 緊釘在此 香港發售股份不得在美國提呈發售或出售。

This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或 複製(不論方式,也不論全部或部分)本申請表格及招股章程。

Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies and Available for Inspection” section in Appendix VI to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄六「送呈公司註冊處處長及備查文件」一 節所述其他文件已送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「香港聯交 所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對 此等文件的內容概不負責。

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Honworld Group Limited 老恒和釀造有限公司[*] (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 2226 股份代號 : 2226 Maximum Offer Price : HK$7.15 per Hong Kong Offer Share, plus brokerage of 1.0%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股香港發售股份 7.15 港元,另加 1.0% 經紀 佣金、0.003% 證監會交易徵費及 0.005% 聯交所交易費(須於申請時以港元繳足 並可予退還)

You should read this Application Form in conjunction with the Prospectus, which contains further information on , 一 。 the application procedures. 招股章程尚有其他關於申請程序的資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格

To: Honworld Group Limited

Macquarie Capital Securities Limited

Applicants’ declaration

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

致:老恒和釀造有限公司 麥格理資本證券股份有限公司

申請人聲明

本人╱吾等同意本申請表格及招股章程的條款及條件以 及申請程序。請參閱本申請表格「填交本申請表格的效 用」一節。

警告:任何人士只限作出一次為其利益而進行的認購申 。 請 請參閱「填交本申請表格的效用」一節最後四點。

  • 僅供識別

* For identification purpose only

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中央結算系統投資者戶口持有人股份 戶口或閣下指定的中央結算系統參與者股份戶口,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 Broker No. 經紀號碼 Broker’s Chop 經紀印章

............................................................................................................

Date: 日期: ..................../ .............../ ...............

D日 M月 Y年

Number of Hong Kong Offer Shares applied for (not more than 6,250,000 shares) 申請香港發售股份數目(不超過6,250,000股股份)

Total amount 總額

Cheque/banker’s cashier order number 支票╱銀行本票號碼 (see Name of bank on which cheque/banker’s cashier order is drawn “How to make your application”section) 兌現支票╱銀行 本票的銀行名稱(見「申請手續」一節)

HK$ 港元

Name in English 英文姓名╱名稱

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Name in Chinese 中文姓名╱名稱

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Occupation in English 職業(以英文填寫)

Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼(請刪除不適用者)

Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 碼╱香港商業登記號碼(請刪除不適用者)

Names of all other joint applicants in English (if any) 所有其他聯名申請人的英文姓名╱名稱(如有)

1) 2) 1) 2) 3) 3)

Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)

Telephone No. 電話號碼

For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞 交:如閣下不填寫本節,是項認購申請將視作為閣下利益提 出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。

THIS BOX MUST BE DULY COMPLETED 必須填妥此欄

Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定的中央 結算系統參與者的參與者編號

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters ( 請用 英文正楷 填寫 姓名╱名稱 及香港 地址 )

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系 統公司投資者戶口持有人,請加蓋顯示公司名稱的公司印章

For Internal use 此欄供內部使用

(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第 2段)

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中央結算系統投資者戶口持有人股份 戶口或閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如閣下為中央結算系統投資者戶 口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或香港商業登記號碼(如屬法人團體); 請參閱「申請手續」一節第 2 段。

  • (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如 屬個別人士,必須填寫閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號 碼,否則請填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。

  • (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有閣下或(如屬聯名申請人)排名首位申請人的 香港身份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格是否有效,亦會轉交第三方作 資料核實和退款。銀行兌現退款支票前或會要求查證閣下的香港身份證號碼╱護照號碼。

  • (4) If an application is made by an unlisted company and:

  • the principal business of that company is dealing in securities; and

  • you exercise statutory control over that company,

  • then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而:

• 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權,

是項申請將視作為閣下的利益提出。

  • (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如 屬法人團體)其香港商業登記號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 500

  2. Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
Number of
Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
Number of
Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
Number of
Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
500
3,611.04
1,000
7,222.07
1,500
10,833.11
2,000
14,444.15
2,500
18,055.18
3,000
21,666.21
3,500
25,277.25
4,000
28,888.29
4,500
32,499.33
5,000
36,110.36
6,000
43,332.44
7,000
50,554.50
8,000
57,776.58
9,000
64,998.65
10,000
72,220.73
15,000
108,331.08
20,000
25,000
30,000
35,000
40,000
45,000
50,000
60,000
70,000
80,000
90,000
100,000
200,000
300,000
400,000
500,000
144,441.44
180,551.80
216,662.17
252,772.52
288,882.88
324,993.24
361,103.61
433,324.32
505,545.05
577,765.76
649,986.49
722,207.20
1,444,414.40
2,166,621.60
2,888,828.80
3,611,036.00
e
600,000
4,333,243.20
700,000
5,055,450.40
800,000
5,777,657.60
900,000
6,499,864.80
1,000,000
7,222,072.00
2,000,000
14,444,144.00
3,000,000
21,666,216.00
4,000,000
28,888,288.00
5,000,000
36,110,360.00
6,250,000(1)
45,137,950.01
(1) Maximum number of Hong Kong Offer Shares you
may apply for.
樣版
  • Maximum number of Hong Kong Offer Shares you may apply for.

  • You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop).

  • If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):

  • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.

  • If you are applying as an individual CCASS Investor Participant:

  • the form must contain your NAME and Hong Kong Identity Card number.

  • • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant:

  • the form must contain all joint investor participants’ NAMES and the Hong Kong Identity Card number of all joint investor participants;

  • your participant I.D. must be inserted in the appropriate box.

  • If you are applying as a corporate CCASS Investor Participant:

  • the form must contain your company NAME and Hong Kong Business Registration number;

  • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/ or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must: Banker’s cashier order must:

  • be in Hong Kong dollars;

  • not be post-dated;

  • be made payable to “ Bank of China (Hong Kong) Nominees Limited – Honworld Public Offer ”;

  • • be crossed “Account Payee Only”;

  • be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and in Hong Kong; and have your name certified on the back by a person

  • • show your account name, which must either be preauthorised by the bank. The name on the banker’s printed on the cheque, or be endorsed on the back cashier order must correspond with your name. If it by a person authorised by the bank. This account is a joint application, the name on the back of the name must correspond with your name. If it is a banker’s cashier order must be the same as the firstjoint application, the account name must be the named applicant’s name. same as the first-named applicant’s name.

  • Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Bank of China (Hong Kong) Limited:

District Branch Name Address Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road Connaught Road Central Branch 13–14 Connaught Road Central Aberdeen Branch 25 Wu Pak Street, Aberdeen North Point (Kiu Fai Mansion) Branch 413–415 King’s Road, North Point Kowloon Kwun Tong Branch 20–24 Yue Man Square, Kwun Tong Tseung Kwan O Plaza Branch Shop 112–125, Level 1, Tseung Kwan O Plaza, Tseung Kwan O Yau Ma Tei Branch 471 Nathan Road, Yau Ma Tei To Kwa Wan Branch 80N To Kwa Wan Road, To Kwa Wan Mei Foo Mount Sterling Mall Branch Shop N47–49 Mount Sterling Mall, Mei Foo Sun Chuen New Territories Tai Po Branch 68–70 Po Heung Street, Tai Po Market Castle Peak Road (Yuen Long) Branch 162 Castle Peak Road, Yuen Long 5. Your Application Form can be lodged at these times:

— Thursday, January 16, 2014 9:00 a.m. to 5:00 p.m. — Friday, January 17, 2014 9:00 a.m. to 5:00 p.m. — Saturday, January 18, 2014 9:00 a.m. to 1:00 p.m. — Monday, January 20, 2014 9:00 a.m. to 5:00 p.m. Tuesday, January 21, 2014 — 9:00 a.m. to 12:00 noon

  1. The latest time for lodging your application is 12:00 noon on Tuesday, January 21, 2014. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.

如閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中央結算系統投資者戶口持有人股份 戶口或閣下指定的中央結算系統參與者股份戶口,請使用本表格

申請手續

  1. 使用下表計算閣下應付的款項。閣下申請認購的股數須至少為 500 股香港發售股份,並為下表所列的 其中一個數目,否則不受理。

可供申請認購的香港發售股份數目及應繳款項一覽表 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港發售股份 應繳款項 香港發售股份 應繳款項 香港發售股份 應繳款項 數目 港元 數目 港元 數目 港元 500 3,611.04 20,000 144,441.44 600,000 4,333,243.20 1,000 7,222.07 25,000 180,551.80 700,000 5,055,450.40 1,500 10,833.11 30,000 216,662.17 800,000 5,777,657.60 2,000 14,444.15 35,000 252,772.52 900,000 6,499,864.80 2,500 18,055.18 40,000 288,882.88 1,000,000 7,222,072.00 3,000 21,666.21 45,000 324,993.24 2,000,000 14,444,144.00 3,500 25,277.25 50,000 361,103.61 3,000,000 21,666,216.00 4,000 28,888.29 60,000 433,324.32 4,000,000 28,888,288.00 4,500 32,499.33 70,000 505,545.05 5,000,000 36,110,360.00 5,000 36,110.36 80,000 577,765.76 6,250,000[(1)] 45,137,950.01 6,000 43,332.44 90,000 649,986.49 7,000 50,554.50 100,000 722,207.20 (1) 閣下可申請認購的香港發售股份最高數目。 8,000 57,776.58 200,000 1,444,414.40 9,000 64,998.65 300,000 2,166,621.60 10,000 72,220.73 400,000 2,888,828.80 15,000 108,331.08 500,000 3,611,036.00

*閣下可申請認購的香港發售股份最高數目。

  1. 閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格次頁簽署,只接納親筆簽名(不 得以個人印章代替)。

  2. 如閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:

  3. ‧ 該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫參與 者編號。

  4. 如閣下以個人中央結算系統投資者戶口持有人名義提出申請:

  5. ‧ 表格須載有閣下的姓名和香港身份證號碼。

  6. ‧ 須在適當方格內填寫閣下的參與者編號。

  7. 如閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:

  8. ‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;

  9. ‧ 須在適當方格內填寫閣下的參與者編號。

如閣下以公司中央結算系統投資者戶口持有人名義提出申請:

  • ‧ 表格須載有閣下的公司名稱和香港商業登記號碼;

  • ‧ 須在適當方格內填寫閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。

  • 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事項如有不 確或遺漏,均可能導致申請無效。

如閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中央結算系統投資者戶口持有人股份 戶口或閣下指定的中央結算系統參與者股份戶口,請使用本表格

  1. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨立開出 銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:

支票必須: 銀行本票必須: ‧ 為港元; ‧ 不得為期票; ‧ 註明抬頭人為「 中國銀行(香港)代理人有限公司 — Honworld公開發售 」; ‧ 劃線註明「只准入抬頭人賬戶」; ‧ ‧ 從閣下在香港的港元銀行賬戶中開出;及 須由香港持牌銀行開出,並由有關銀行授權人 ‧ 顯示閣下的賬戶名稱,而該賬戶名稱必須已預 士在銀行本票背面簽署核證閣下姓名╱名稱。 印在支票上,或由有關銀行授權的人士在支票 銀行本票所示姓名╱名稱須與閣下姓名╱名稱 背書。賬戶名稱必須與閣下姓名╱名稱相同。 相同。如屬聯名申請,銀行本票背面所示姓 如屬聯名申請,賬戶名稱必須與排名首位申請 名╱名稱必須與排名首位申請人的姓名╱名稱 人的姓名╱名稱相同。 相同。 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入中國銀行 ( 香港 ) 有限 公司下列任何一家分行特設的收集箱: 地區 分行名稱 地址 港島 中銀大廈分行 花園道1 號 3 樓 干諾道中分行 干諾道中13–14 號 香港仔分行 香港仔湖北街25 號 北角僑輝大廈分行 北角英皇道413–415 號 九龍 觀塘分行 觀塘裕民坊 20–24 號 將軍澳廣場分行 將軍澳將軍澳廣場 L1 層 112–125 號 油麻地分行 油麻地彌敦道 471 號 土瓜灣分行 土瓜灣道80 號 N 美孚萬事達廣場分行 美孚新邨萬事達廣場 N47–49 新界 大埔分行 大埔墟寶鄉街68–70 號 元朗青山道分行 元朗青山公路162 號 5. 閣下可於下列時間遞交申請表格:

  1. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入中國銀行 ( 香港 ) 有限 公司下列任何一家分行特設的收集箱:

2014年1月16 日(星期四)— 上午九時正至下午五時正 2014年1月17日(星期五)— 上午九時正至下午五時正 2014年1月18 日(星期六)— 上午九時正至下午一時正 2014年1月20 日(星期一)— 上午九時正至下午五時正 2014年1月21 日(星期二)— 上午九時正至中午十二時正

  1. 截止遞交申請的時間為 2014年1月21 日(星期二)中午十二時正。本公司將於當日上午十一時四十五分 至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招股章程

「如何申請香港發售股份」一節「惡劣天氣對開始辦理申請登記的影響」)。

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

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Honworld Group Limited 老恒和釀造有限公司[*]

(Incorporated in the Cayman Islands with limited liability)

GLOBAL OFFERING

Conditions of your application

  • confirm that you are aware of the restrictions on the Global Offering in the prospectus;

A. Who can apply

  1. You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

  2. agree that none of the Company, the Sole Sponsor, the Sole

  3. be 18 years of age or older and must have a Hong Kong Global Coordinator, the Sole Bookrunner, the Lead Manager, address. the Underwriters, their respective directors, officers, employees,

    1. If you are a firm, the application must be in the individual partners, agents, advisers and any other parties involved in the
  4. members’ names. Global Offering is or will be liable for any information and

    1. The number of joint applicants may not exceed 4. representations not in the Prospectus (and any supplement to it);
    1. If you are a body corporate, the application must be signed by a • undertake and confirm that you or the person(s) for whose
  5. duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop. benefit you have made the application have not applied for or

    1. You must be outside the United States, not be a United States taken up, or indicated an interest for, and will not apply for or Person (as defined in Regulation S under the U.S. Securities take up, or indicate an interest for, any Offer Shares under the Act) and not be a legal or natural person of the PRC. International Offering nor participated in the International
    1. Unless permitted by the Listing Rules, you cannot apply for any Offering; Hong Kong Offer Shares if you are: • agree to disclose to the Company, the Hong Kong Share • an existing beneficial owner of shares in the Company and/ Registrar, receiving banks, the Sole Sponsor, the Sole Global or any of its subsidiaries; Coordinator, the Sole Bookrunner, the Lead Manager, the
  6. • an Eligible Director; Underwriters and/or their respective advisers and agents any

  7. • a connected person of the Company or will become a personal data which they may require about you and the

  8. connected person of the Company immediately upon person(s) for whose benefit you have made the application;

  9. completion of the Global Offering;

  10. • an associate of any of the above; or • if the laws of any place outside Hong Kong apply to your • have been allocated or have applied for or indicated an application, agree and warrant that you have complied with all interest in any Offer Shares under the International Offering. such laws and none of the Company, the Sole Sponsor, the Sole Global Coordinator, the Sole Bookrunner, the Lead Manager

  11. B. If you are a nominee and the Underwriters nor any of their respective officers or You, as a nominee, may make more than one application for the advisers will breach any law outside Hong Kong as a result of Hong Kong Offer Shares by: (i) giving electronic instructions to the acceptance of your offer to purchase, or any action arising HKSCC via Central Clearing and Settlement System (“CCASS”) (if from your rights and obligations under the terms and conditions you are a CCASS Participant); or (ii) using a WHITE or contained in the Prospectus and this Application Form;

  12. If you are a firm, the application must be in the individual members’ names.

  13. The number of joint applicants may not exceed 4.

  14. If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.

  15. You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC.

  16. Unless permitted by the Listing Rules, you cannot apply for any Hong Kong Offer Shares if you are:

B. If you are a nominee

You, as a nominee, may make more than one application for the Hong Kong Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.

  • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;

  • agree that your application will be governed by the laws of Hong Kong;

C. Effect of completing and submitting this Application Form

By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:

  • represent, warrant and undertake that (i) you understand that the Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;

  • undertake to execute all relevant documents and instruct and authorise the Company and/or the Sole Global Coordinator (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Hong Kong Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;

  • warrant that the information you have provided is true and accurate;

  • agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under the application;

  • agree to comply with the Hong Kong Companies Ordinance and the Articles of Association;

  • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person;

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  • For identification purpose only

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  • agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS Participant;

The Company expects to announce the fixed offer price, the indication of the level of interest in the International Offering, the level of applications under the Hong Kong Public Offer and the basis of allocation of the Hong Kong Public Offer on Monday, January 27, 2014 in South China Morning Post (in English) and Hong Kong Economic Times (in Chinese), the website of the Hong Kong Stock Exchange at www.hkexnews.hk and the Company’s website at www.hzlaohenghe.com. Results of allocations in Hong Kong Public Offer, and the Hong Kong Identity Card/passport/ Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.

  • agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the first named applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;

If your application for Hong Kong Offer Shares is successful (in whole or in part)

If your application is wholly or partially successful, your Share certificate(s) (subject to their becoming valid certificates of title provided that the Hong Kong Public Offering has become unconditional and not having been terminated at 8:00 a.m. on January 28, 2014) will be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant as instructed by you in your Application Form on Monday, January 27, 2014 or, in the event of a contingency, on any other date as shall be determined by HKSCC or HKSCC Nominees.

  • agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;

  • agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this application form;

  • agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;

  • declare and represent that this is the only application made and the only application intended by me/us to be made to benefit me/us or the person for whose benefit I am/we are applying;

  • If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Hong Kong Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), you can check the number of Hong Kong Offer Shares allotted to you with that CCASS Participant.

  • understand that the Company and the Sole Global Coordinator will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Offer Shares to you and that you may be prosecuted for making a false declaration;

  • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a • WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or through the White Form eIPO Service by you or by any one as your agent or by any other person; and

  • If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Hong Kong Public Offering in South China Morning Post (in English) and Hong Kong Economic Times (in Chinese) on Monday, January 27, 2014. You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Monday, January 27, 2014 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Hong Kong Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Hong Kong Offer Shares credited to your stock account.

  • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC; and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.

D. Power of attorney

If your application is made through an authorised attorney, the Company and the Sole Global Coordinator may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.

No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

Refund of your money

Determination of Offer Price and Allocation of Hong Kong Offer Shares

If you do not receive any Hong Kong Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. If the offer price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. The refund procedures are stated in the “Dispatch/Collection of Share Certificates and Refund Monies” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.

The Offer Price is expected to be fixed on or around Wednesday, January 22, 2014. Applicants are required to pay the maximum Offer Price of HK$7.15 for each Hong Kong Offer Share together with 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee. If the Offer Price is not agreed between the Company, and the Sole Global Coordinator (on behalf of the underwriters) on or before Friday, January 24, 2014, the Global Offering will not proceed.

Applications for Hong Kong Offer Shares will not be processed and no allotment of any Hong Kong Offer Shares will be made until the application lists close.

如閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中央結算系統投資者戶口持有人股份 戶口或閣下指定的中央結算系統參與者股份戶口,請使用本表格

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Honworld Group Limited 老恒和釀造有限公司[*] (於開曼群島註冊成立的有限公司)

全球發售

  • ‧ 確認閣下知悉招股章程內有關全球發售的限制;

申請條件

  • 同意本公司、獨家保薦人、獨家全球協調人、獨家帳 簿管理人、牽頭經辦人、包銷商、彼等各自的董事、 高級職員、僱員、合夥人、代理、顧問及參與全球發 售的任何其他人士現時及日後均毋須對並非載於招股 章程(及其任何補充文件)的任何資料及陳述負責;

  • 甲. 可提出申請的人士

  • 閣下及閣下為其利益提出申請的人士必須年滿 18 歲並 有香港地址。

  • 如閣下為商號,申請須以個別成員名義提出。

  • 聯名申請人不得超過四名。

  • 如閣下為法人團體,申請須經獲正式授權人員簽署, 並註明其所屬代表身份及蓋上公司印鑑。 ‧

  • 承諾及確認閣下或閣下為其利益提出申請的人士並無 申請或接納或表示有意認購(亦不會申請或接納或表示 有意認購)國際發售的任何發售股份,也沒有參與國際 發售; 同意在本公司、香港證券登記處、收款銀行、獨家保 薦人、獨家全球協調人、獨家帳簿管理人、牽頭經辦 人、包銷商及╱或彼等各自的顧問及代理提出要求 時,向彼等披露其所要求提供有關閣下及閣下為其利 益提出申請的人士的個人資料;

  • 閣下必須身處美國境外,並非美國籍人士(定義見美 國《證券法》S 規例),亦非中國法人或自然人。

  • 除上市規則批准外,下列人士概不得申請認購任何香 港公開發售股份: ‧ ‧ 本公司及╱或其任何附屬公司股份的現有實益擁 有人;

‧ 合資格董事;

‧ 本公司關連人士或緊隨全球發售完成後成為本公 司關連人士的人士; ‧

‧ 上述任何人士的聯繫人;或

若香港境外任何地方的法例適用於閣下的申請,則同 意及保證閣下已遵守所有有關法例,且本公司、獨家 保薦人、獨家全球協調人、獨家帳簿管理人、牽頭經 辦人及包銷商和彼等各自的高級職員或顧問概不會因 接納閣下的購買要約,或閣下根據招股章程及本申請 表格所載的條款及條件應有的權利及責任所引致的任 何行動,而違反香港境外的任何法例;

  • ‧ 已獲分配或已申請或表示有意申請國際發售的任 何發售股份。

  • 乙. 如閣下為代名人

閣下作為代名人可提出超過一次香港發售股份申請,方法 是:(i) 透過中央結算及交收系統(「中央結算系統」)向香港 結算發出電子認購指示(如閣下為中央結算系統參與者); 或 (ii) 使用 白色黃色 申請表格以自身名義代表不同的實益 擁有人提交超過一份申請。

  • ‧ 同意閣下的申請一經接納,即不得因無意的失實陳述 而撤銷;

  • ‧ 同意閣下的申請受香港法例管轄;

  • ‧ 聲明、保證及承諾:(i) 閣下明白香港發售股份不曾亦 不會根據美國《證券法》登記;及 (ii) 閣下及閣下為其 利益申請香港發售股份的人士均身處美國境外(定義見 S規例),或屬S規例第902條第(h)(3)段所述的人士;

丙 . 填交本申請表格的效用

閣下填妥並遞交本申請表格,即表示閣下(如屬聯名申請 人,即各人共同及個別)代表閣下本身,或作為閣下代其行 事的每位人士的代理或代名人:

  • ‧ 承諾簽署所有相關文件生效,並指示及授權本公司 及╱或作為本公司代理的獨家全球協調人(或彼等的代 理或代名人),代表閣下簽署任何文件及辦理一切必要 事宜,按照組織章程細則的規定將閣下獲分配的任何 香港發售股份以香港結算代理人的名義登記;

  • ‧ 保證閣下提供的資料真實及準確;

  • ‧ 同意接納所申請數目或根據申請分配予閣下但數目較 少的香港發售股份;

  • ‧ 授權本公司將香港結算代理人的名稱列入本公司股東 名冊,作為閣下獲分配的任何香港發售股份的持有 人,並授權本公司及╱或其代理將任何股票存入中央 結算系統及╱或以普通郵遞方式按申請所示地址向閣 下或聯名申請的首名申請人寄發任何退款支票,郵誤 風險由閣下承擔,惟閣下已選擇親身領取退款支票則 除外;

  • ‧ 同意遵守香港《公司條例》及組織章程細則;

  • ‧ 確認閣下已細閱招股章程及本申請表格所載的條款及 條件以及申請程序,並同意受其約束;

  • ‧ 確認閣下已接獲及細閱招股章程,提出申請時也僅依 據招股章程載列的資料及陳述,而除招股章程任何補 充文件所載者外,不會依賴任何其他資料或陳述;

  • 僅供識別

如閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中央結算系統投資者戶口持有人股份 戶口或閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • ‧ 同意獲配發的股份是以香港結算代理人的名義發行, 並直接存入中央結算系統,以便記存於閣下的中央結 算系統投資者戶口持有人股份戶口或閣下的指定中央 結算系統參與者股份戶口;

  • ‧ 同意香港結算及香港結算代理人各自保留權利 (1) 不 接納以香港結算代理人名義發行的該等獲配發的任何 或 部分股份,或不接納該等獲配發的股份存入中央結 算系統;(2) 安排該等獲配發的股份從中央結算系統提 取,並轉入閣下名下,有關風險及費用概由閣下自行 承擔;及 (3) 安排該等獲配發的股份以閣下名義發行

  • (或如屬聯名申請人,則以排名首位申請人的名義發 行),而在此情況下,會以普通郵遞方式將該等獲配發 股份的股票寄往閣下在申請表格上所示地址(郵誤風險 概由閣下自行承擔)或提供該等股票予閣下領取;

  • ‧ 同意香港結算及香港結算代理人均可調整以香港結算 代理人名義發行的獲配發股份數目;

  • ‧ 同意香港結算及香港結算代理人對招股章程及本申請 表格未有載列的資料及陳述概不負責;

本公司預期於2014年1月27日(星期一)在南華早報(英文)、 香港經濟日報(中文)、香港聯交所網站(www.hkexnews.hk) 及本公司網站(www.hzlaohenghe.com)公布協定發售價、國 際發售踴躍程度、香港公開發售申請數目及香港公開發售 分配基準。香港公開發售的分配結果以及成功申請人的香 港身份證╱護照╱香港商業登記號碼(如適用)亦同於上述 網站公布。

如閣下成功申請認購香港發售股份(全部或部分) 如閣下的申請全部或部分獲接納,閣下的股票(前提是到 2014 年 1 月 28 日上午八時正香港公開發售成為無條件而並 無終止,股票成為有效的所有權證明)將以香港結算代理人 名義發行,並按閣下在申請表格的指示於 2014 年 1 月 27 日 (星期一)或在特別情況下由香港結算或香港結算代理人指 定的任何其他日期直接存入中央結算系統,以記存於閣下 的中央結算系統投資者戶口持有人股份戶口或閣下指定的 中央結算系統參與者股份戶口。

‧ 同意香港結算及香港結算代理人在任何情況下均毋須 ‧ 如閣下透過中央結算系統投資者戶口持有人以外的指 對閣下負責; 定中央結算系統參與者提出申請:香港發售股份將寄 ‧ 聲明及表示此乃本人╱吾等為本身或本人╱吾等為其 存於閣下指定的中央結算系統參與者(非中央結算系統 利益提出申請的人士提出及擬提出的唯一申請; 投資者戶口持有人)股份戶口,閣下可向該中央結算系 ‧ 明白本公司及獨家全球協調人將依據閣下的聲明及陳 統參與者查詢閣下獲配發的香港發售股份數目。 述而決定是否向閣下分配任何香港發售股份,閣下如 ‧ 如閣下以中央結算系統投資者戶口持有人身 作出虛假聲明,可能會被檢控; 份提出申請: 本公司預期於 2014 年 1 月 27 ‧ (如本申請是為閣下本身利益提出)保證閣下或作為閣 日(星期一)在南華早報(英文)及香港經濟日報(中文) 下代理的任何人士或任何其他人士不曾亦不會為閣下 刊登中央結算系統投資者戶口持有人的申請結果及香 利益而以 白色黃色 申請表格或向香港結算或透過白 表 eIPO 服務發出電子認購指示而提出其他申請;及 港公開發售的結果。閣下應查閱本公司刊發的公告, ‧ (如閣下作為代理為另一人士的利益提出申請)保證 (i) 如有任何資料不符,請於 2014 年 1 月 27 日(星期一)或 閣下(作為代理或為該人士利益)或該人士或任何其 香港結算或香港結算代理人確定的任何其他日期下午 他作為該人士代理的人士不曾亦不會以 白色黃色 申 五時正前知會香港結算。在香港發售股份寄存於閣下 請表格或向香港結算發出電子認購指示而提出其他申 的股份戶口後,閣下即可透過「結算通」電話系統及中 請;及 (ii) 閣下獲正式授權作為該人士的代理代為簽署 央結算系統互聯網系統(根據香港結算當時有效的《投 申請表格或發出電子認購指示。 資者戶口操作簡介》所載程序)查詢閣下的新戶口結 餘。香港結算亦將向閣下提供一份活動結單,列出寄 丁 . 授權書 存於閣下股份戶口的香港發售股份數目。

如閣下透過授權人士提出申請,本公司及獨家全球協調人 可按其認為合適的任何條件(包括出示有關代表獲授權的證 明)酌情接納或拒絕閣下的申請。

釐定發售價及香港公開發售股份的分配

預期發售價於 2014 年 1 月 22 日(星期三)或前後釐定。申請 人須繳付每股香港發售股份 7.15 港元的最高發售價,另加 1% 經紀佣金、0.003% 證監會交易徵費及 0.005% 香港聯交 所交易費。倘若本公司與獨家全球協調人(代表包銷商)並 無於 2014 年 1 月 24 日(星期五)或之前協定發售價,全球發 售將不會進行。

截止登記認購申請前概不處理香港發售股份的申請或配發 任何香港發售股份。

本公司不會就申請時繳付的款項發出收據,亦不會發出臨 時所有權文件。

退回款項

若閣下未獲分配任何香港發售股份或申請僅部分獲接納, 本公司將不計利息退回閣下的申請股款(包括相關的 1% 經 紀佣金、0.003% 證監會交易徵費及 0.005% 香港聯交所交易 費)。如發售價低於最高發售價,本公司將不計利息退回多 收申請股款(包括相關的 1% 經紀佣金、0.003% 證監會交易 徵費及0.005%香港聯交所交易費)。有關退款程序載於招股 章程「如何申請香港發售股份」一節「發送╱領取股票及退 回股款」一段。

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/ or any other purposes to

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs the Share Registrar to discharge their obligations to securities applicant for, and holder of, Hong Kong Offer Shares, of the holders and/or regulators and/ or any other purposes to policies and practices of the Company and its Hong Kong which the securities holders may from time to time agree. Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong 3. Transfer of personal data Kong) (the “Ordinance”). Personal data held by the Company and its Hong Kong Share

Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:

1. Reasons for the collection of your personal data

It is necessary for applicants and registered securities holders to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.

  • the Company’s appointed agents such as financial advisers, receiving bankers and overseas principal share registrar;

Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Hong Kong Offer Shares which you have successfully applied for and/or the dispatch of share certificate(s) and/or refund cheque(s) to which you are entitled.

  • where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;

  • any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;

  • the Hong Kong Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and

It is important that securities holders inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.

  • any persons or institutions with which the securities holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.

2. Purposes

The personal data of the securities holders may be used, held and processed and/or stored (by whatever means) for the following purposes:

4. Retention of personal data

  • The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

  • processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Hong Kong Offer Shares;

  • compliance with applicable laws and regulations in Hong Kong and elsewhere;

5. Access to and correction of personal data

  • registering new issues or transfers into or out of the names of securities holders including, where applicable, HKSCC Nominees;

Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests.

  • maintaining or updating the register of securities holders of the Company;

  • verifying securities holders’ identities;

  • establishing benefit entitlements of securities holders of the Company, such as dividends, rights issues and bonus issues, etc.;

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.

  • distributing communications from the Company and its subsidiaries;

  • compiling statistical information and securities’ holder profiles;

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

  • disclosing relevant information to facilitate claims on entitlements; and

如閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中央結算系統投資者戶口持有人股份 戶口或閣下指定的中央結算系統參與者股份戶口,請使用本表格

個人資料

個人資料收集聲明

此項個人資料收集聲明是向香港發售股份的申請人 和持有人說明有關本公司及其香港證券登記處有關 個人資料和香港法例第 486 章《個人資料(私隱)條 例》(「《條例》」)方面的政策和措施。

1. 收集閣下個人資料的原因

證券申請人及登記持有人以本身名義申請證券或轉 讓或受讓證券時或尋求香港證券登記處的服務時, 必須向本公司或其代理人及香港證券登記處提供準 確個人資料。

3. 轉交個人資料

本公司及其香港證券登記處所持有關證券持有人的 個人資料將會保密,但本公司及其香港證券登記處 可以在為達到上述任何目的之必要情況下,向下列 任何人士披露、獲取或轉交(無論在香港境內或境 外)有關個人資料:

  • 本公司委任的代理人,例如財務顧問、收款銀 行和主要海外股份過戶登記處;

  • • (如證券申請人要求將證券存於中央結算系統) 香港結算或香港結算代理人;彼等將會就中央 結算系統的運作使用有關個人資料;

  • 未能提供所要求的資料可能導致閣下申請證券被拒 • 向本公司或香港證券登記處提供與其各自業務 或延遲,或本公司或其香港證券登記處無法進行過 營運有關的行政、電訊、電腦、付款或其他服 戶或提供服務。此舉也可能妨礙或延遲登記或轉讓 務的任何代理人、承包商或第三方服務供應商; 閣下成功申請的香港發售股份及╱或寄發閣下應得 • 香港聯交所、證監會及任何其他法定監管機關 的股票及╱或退款支票。 或政府部門或遵照法例、規則或法規;及

  • 證券持有人所提供的個人資料如有任何錯誤,須立 • 證券持有人與其進行或擬進行交易的任何人士

  • 即通知本公司及香港證券登記處。 或機構,例如彼等的銀行、律師、會計師或股 票經紀等。

2. 用途

  • 證券持有人的個人資料可被採用及以任何方式持 4. 個人資料的保留

  • 有,處理及╱或保存,以作下列用途:

本公司及其香港證券登記處將按收集個人資料 所需的用途保留證券申請人及持有人的個人資 料。無需保留的個人資料將會根據條例銷毀或 處理。

  • 處理閣下的申請及退款支票(如適用)、核實是 否符合本申請表格及招股章程載列的條款和申 請程序以及公布香港發售股份的分配結果;

  • 遵守香港及其他地區的適用法律及法規;

  • • 以證券持有人(包括香港結算代理人(如適用)) 的名義登記新發行證券或轉讓或受讓證券;

  • • 存置或更新本公司證券持有人的名冊; • 核實證券持有人的身份;

5. 查閱和更正個人資料

證券持有人有權確定本公司或香港證券登記處是否 持有其個人資料,並有權索取有關該資料的副本並 更正任何不準確資料。本公司和香港證券登記處有 權就處理任何查閱資料的要求收取合理費用。 所有查閱資料或更正資料的要求應按招股章程「公 司資料」一節所披露或不時通知的本公司註冊地址 送交公司秘書,或向本公司的香港證券登記處的個 人資料私隱事務主任提出。

  • 確定本公司證券持有人的受益權利,例如股 息、供股和紅股等;

  • • 分發本公司及其附屬公司的通訊;

  • 編製統計數據和證券持有人資料;

  • 披露有關資料以便就權益索償;及

  • 與上述有關的任何其他附帶或相關用途及╱或 使本公司及香港證券登記處能履行對證券持有 人及╱或監管機構承擔的責任及╱或證券持有 人不時同意的任何其他用途。

閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。