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Honest Company, Inc. — Director's Dealing 2021
May 12, 2021
33012_dirs_2021-05-11_cc841088-f660-43f3-bf53-a93fade66729.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Honest Company, Inc. (HNST)
CIK: 0001530979
Period of Report: 2021-05-07
Reporting Person: Dahnke Scott Arnold (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-07 | Common Stock | C | 1934226 | — | Acquired | 22847364 | Indirect |
| 2021-05-07 | Common Stock | C | 3239594 | — | Acquired | 26086958 | Indirect |
| 2021-05-07 | Common Stock | C | 5100790 | — | Acquired | 31187748 | Indirect |
| 2021-05-07 | Common Stock | S | 19017945 | $16.00 | Disposed | 12169803 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-07 | Series A Preferred Stock | $ | C | 1934226 | Disposed | Common Stock (1934226) | Indirect | |
| 2021-05-07 | Series A-1 Preferred Stock | $ | C | 3239594 | Disposed | Common Stock (3239594) | Indirect | |
| 2021-05-07 | Series F Preferred Stock | $ | C | 5100790 | Disposed | Common Stock (5100790) | Indirect |
Footnotes
F1: The shares of Series A Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
F2: Shares are held by THC Shared Abacus, LP. C8 Management, L.L.C. is the general partner of THC Shared Abacus, LP, and the management of C8 Management, L.L.C. is controlled by a managing board. J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The address of the entities and individuals mentioned in this footnote is 599 West Putnam Avenue, Greenwich, CT 06830.
F3: The shares of Series A-1 Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
F4: The shares of Series F Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.