Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Honest Company, Inc. Director's Dealing 2021

May 12, 2021

33012_dirs_2021-05-11_cc841088-f660-43f3-bf53-a93fade66729.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Honest Company, Inc. (HNST)
CIK: 0001530979
Period of Report: 2021-05-07

Reporting Person: Dahnke Scott Arnold (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-07 Common Stock C 1934226 Acquired 22847364 Indirect
2021-05-07 Common Stock C 3239594 Acquired 26086958 Indirect
2021-05-07 Common Stock C 5100790 Acquired 31187748 Indirect
2021-05-07 Common Stock S 19017945 $16.00 Disposed 12169803 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-07 Series A Preferred Stock $ C 1934226 Disposed Common Stock (1934226) Indirect
2021-05-07 Series A-1 Preferred Stock $ C 3239594 Disposed Common Stock (3239594) Indirect
2021-05-07 Series F Preferred Stock $ C 5100790 Disposed Common Stock (5100790) Indirect

Footnotes

F1: The shares of Series A Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2: Shares are held by THC Shared Abacus, LP. C8 Management, L.L.C. is the general partner of THC Shared Abacus, LP, and the management of C8 Management, L.L.C. is controlled by a managing board. J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The address of the entities and individuals mentioned in this footnote is 599 West Putnam Avenue, Greenwich, CT 06830.

F3: The shares of Series A-1 Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F4: The shares of Series F Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.