HomeTrust Bancshares, Inc. — Director's Dealing 2021

Feb 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeTrust Bancshares, Inc. (HTBI)
CIK: 0001538263
Period of Report: 2021-02-11

Reporting Person: Caywood Marty T. (EVP, Chief Information Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-11	Common Stock	F	262	$22.92	Disposed	5937	Direct
2021-02-11	Common Stock	A	1023	—	Acquired	6960	Direct
2021-02-11	Common Stock	A	1022	—	Acquired	7982	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	21779	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$14.37	2023-02-11	Common Stock (4000)	4000	Direct
Stock Option	$26	2028-02-11	Common Stock (10000)	10000	Direct
Stock Option	$27.51	2029-02-11	Common Stock (15000)	15000	Direct

Footnotes

F1: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2022, 2023, 2024, 2025 and 2026.

F2: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

F3: Represents unexercised portion of stock option granted under Issuer's 2013 Omnibus Incentive Plan, which vested as to 4,000 shares on February 11, 2018, 4,000 shares on February 11, 2019 and 4,000 shares on February 11, 2020.

F4: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.

F5: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2020, 2021, 2022, 2023 and 2024.