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HomeTrust Bancshares, Inc. — Director's Dealing 2021
Mar 10, 2021
32497_dirs_2021-03-10_58d88698-229d-4491-b59d-370b129407d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeTrust Bancshares, Inc. (HTBI)
CIK: 0001538263
Period of Report: 2021-03-09
Reporting Person: Stonestreet Dana L. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-09 | Common Stock | M | 15000 | $14.37 | Acquired | 218181 | Direct |
| 2021-03-09 | Common Stock | S | 15000 | $25.25 | Disposed | 203181 | Direct |
| 2021-03-10 | Common Stock | M | 10000 | $14.37 | Acquired | 213181 | Direct |
| 2021-03-10 | Common Stock | S | 10000 | $25.00 | Disposed | 203181 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-09 | Stock Option | $14.37 | M | 15000 | Disposed | 2023-02-11 | Common Stock (10000) | Direct |
| 2021-03-10 | Stock Option | $14.37 | M | 10000 | Disposed | 2023-02-11 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66229 | Indirect |
| Common Stock | 19200 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $26 | 2028-02-11 | Common Stock (130500) | 130500 | Direct |
Footnotes
F1: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
F2: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.
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