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HomeTrust Bancshares, Inc. — Director's Dealing 2021
May 7, 2021
32497_dirs_2021-05-06_3dcdb54a-bd44-48d5-9874-6277e4657b00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeTrust Bancshares, Inc. (HTBI)
CIK: 0001538263
Period of Report: 2021-05-04
Reporting Person: VunCannon Tony J. (EVP, CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-04 | Common Stock | M | 10000 | $14.37 | Acquired | 55986 | Direct |
| 2021-05-04 | Common Stock | S | 10000 | $27.30 | Disposed | 45986 | Direct |
| 2021-05-05 | Common Stock | M | 400 | $14.37 | Acquired | 46386 | Direct |
| 2021-05-05 | Common Stock | S | 400 | $27.60 | Disposed | 45986 | Direct |
| 2021-05-06 | Common Stock | M | 9328 | $14.37 | Acquired | 55314 | Direct |
| 2021-05-06 | Common Stock | S | 9328 | $27.6 | Disposed | 45986 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-04 | Stock Option | $14.37 | M | 10000 | Disposed | 2023-02-11 | Common Stock (10000) | Direct |
| 2021-05-05 | Stock Option | $14.37 | M | 400 | Disposed | 2023-02-11 | Common Stock (400) | Direct |
| 2021-05-06 | Stock Option | $14.37 | M | 9328 | Disposed | 2023-02-11 | Common Stock (9328) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26250 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $26 | 2028-02-11 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.
F2: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
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