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HomeTrust Bancshares, Inc. — Director's Dealing 2021
Aug 11, 2021
32497_dirs_2021-08-11_1091f0a1-4a31-492b-8d94-867ef0ae5d95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeTrust Bancshares, Inc. (HTBI)
CIK: 0001538263
Period of Report: 2021-08-09
Reporting Person: Caywood Marty T. (EVP, Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-09 | Common Stock | M | 2845 | $14.37 | Acquired | 10827 | Direct |
| 2021-08-09 | Common Stock | S | 2845 | $27.2671 | Disposed | 7982 | Direct |
| 2021-08-10 | Common Stock | M | 1155 | $14.37 | Acquired | 9137 | Direct |
| 2021-08-10 | Common Stock | S | 1155 | $27.3998 | Disposed | 7982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-09 | Stock Option | $14.37 | M | 2845 | Disposed | 2023-02-11 | Common Stock (2845) | Direct |
| 2021-08-10 | Stock Option | $14.37 | M | 1155 | Disposed | 2023-02-11 | Common Stock (1155) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24088 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $26 | 2028-02-11 | Common Stock (10000) | 10000 | Direct |
| Stock Option | $27.51 | 2029-02-11 | Common Stock (15000) | 15000 | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.26 to $27.43, inclusive.
F3: Represents unexercised portion of stock option granted under Issuer's 2013 Omnibus Incentive Plan, which vested as to 4,000 shares on February 11, 2020.
F4: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
F5: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2020, 2021, 2022, 2023 and 2024.