HomeTrust Bancshares, Inc. — Director's Dealing 2021

Sep 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeTrust Bancshares, Inc. (HTBI)
CIK: 0001538263
Period of Report: 2021-09-08

Reporting Person: Caywood Marty T. (EVP, Chief Information Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-08	Common Stock	J	275	—	Disposed	7707	Direct
2021-09-08	Common Stock	F	178	$27.69	Disposed	7529	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	24088	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$26	2028-02-11	Common Stock (10000)	10000	Direct
Stock Option	$27.51	2029-02-11	Common Stock (15000)	15000	Direct

Footnotes

F1: Represents adjustment in number of shares relating to award of performance-based restricted stock units granted on February 11, 2019 and previously reported as being held using target number of shares (875 shares). The award vested as to 600 shares on September 8, 2021 based on the level of achievement of the performance goal.

F2: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.

F3: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2020, 2021, 2022, 2023 and 2024.