HomeTrust Bancshares, Inc. — Director's Dealing 2021

Sep 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeTrust Bancshares, Inc. (HTBI)
CIK: 0001538263
Period of Report: 2021-09-08

Reporting Person: Stonestreet Dana L. (Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-08	Common Stock	J	1647	—	Disposed	201534	Direct
2021-09-08	Common Stock	F	1070	$27.69	Disposed	200464	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	66672	Indirect
Common Stock	19200	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$14.37	2023-02-11	Common Stock (80000)	80000	Direct
Stock Option	$26	2028-02-11	Common Stock (130500)	130500	Direct

Footnotes

F1: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 11, 2019 using target number of shares (5,250 shares). The award vested as to 3,603 shares on September 8, 2021 based on the level of achievement of the performance goal.

F2: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

F3: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.