HomeTrust Bancshares, Inc. — Director's Dealing 2021

Nov 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeTrust Bancshares, Inc. (HTBI)
CIK: 0001538263
Period of Report: 2021-11-10

Reporting Person: Stonestreet Dana L. (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-10	Common Stock	M	1580	$14.37	Acquired	202044	Direct
2021-11-10	Common Stock	S	1580	$31.0083	Disposed	200464	Direct
2021-11-10	Common Stock	M	1362	$14.37	Acquired	201826	Direct
2021-11-10	Common Stock	S	1362	$31.0190	Disposed	200464	Direct
2021-11-10	Common Stock	M	2297	$14.37	Acquired	202761	Direct
2021-11-10	Common Stock	S	2297	$31.0202	Disposed	200464	Direct
2021-11-11	Common Stock	M	800	$14.37	Acquired	201264	Direct
2021-11-11	Common Stock	S	800	$31.0234	Disposed	200464	Direct
2021-11-11	Common Stock	M	2703	$14.37	Acquired	203167	Direct
2021-11-11	Common Stock	S	2703	$31.0211	Disposed	200464	Direct
2021-11-11	Common Stock	M	3193	$14.37	Acquired	203657	Direct
2021-11-11	Common Stock	S	3193	$31.0403	Disposed	200464	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-10	Stock Option	$14.37	M	5239	Disposed	2023-02-11	Common Stock (5239)	Direct
2021-11-11	Stock Option	$14.37	M	6696	Disposed	2023-02-11	Common Stock (6696)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	66672	Indirect
Common Stock	19200	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$26	2028-02-11	Common Stock (130500)	130500	Direct

Footnotes

F1: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

F2: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.