HomeTrust Bancshares, Inc. — Director's Dealing 2020

Dec 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HomeTrust Bancshares, Inc. (HTBI)
CIK: 0001538263
Period of Report: 2020-12-07

Reporting Person: Stonestreet Dana L. (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-07	Common Stock	M	5000	$14.37	Acquired	201105	Direct
2020-12-07	Common Stock	S	5000	$18.72	Disposed	196105	Direct
2020-12-08	Common Stock	M	5000	$14.37	Acquired	201105	Direct
2020-12-08	Common Stock	S	5000.0	$18.8	Disposed	196105.0	Direct
2020-12-09	Common Stock	M	5000.0	$14.37	Acquired	201105.0	Direct
2020-12-09	Common Stock	S	5000	$18.85	Disposed	196105	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-07	Stock Option	$14.37	M	5000.0	Disposed	2023-02-11	Common Stock (5000.0)	Direct
2020-12-08	Stock Option	$14.37	M	5000.0	Disposed	2023-02-11	Common Stock (5000.0)	Direct
2020-12-09	Stock Option	$14.37	M	5000	Disposed	2023-02-11	Common Stock (5000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	66229	Indirect
Common Stock	19200	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$26.00	2028-02-11	Common Stock (130500)	130500	Direct

Footnotes

F1: The price reported of $18.72 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.70 to $18.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.

F3: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.