AI assistant
HomeTrust Bancshares, Inc. — Director's Dealing 2017
Oct 16, 2017
32497_dirs_2017-10-16_077ee176-4873-483a-b7f7-698e1cd98bd0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: HomeTrust Bancshares, Inc. (HTBI)
CIK: 0001538263
Period of Report: 2017-02-14
Reporting Person: Houghton Keith J (EVP, Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-14 | Common Stock | M | 4000 | $15.88 | Acquired | 7693 | Direct |
| 2017-02-14 | Common Stock | M | 2000 | $17.35 | Acquired | 9693 | Direct |
| 2017-02-14 | Common Stock | S | 3600 | $25.80 | Disposed | 6093 | Direct |
| 2017-02-14 | Common Stock | S | 2204 | $25.775 | Disposed | 3889 | Direct |
| 2017-02-14 | Common Stock | S | 196 | $25.75 | Disposed | 3693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-14 | Stock Option | $15.88 | M | 4000 | Disposed | 2024-03-10 | Common Stock (4000) | Direct |
| 2017-02-14 | Stock Option | $17.35 | M | 2000 | Disposed | 2026-02-11 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1126 | Indirect |
Footnotes
F1: The purpose of this amendment is to correct the original Form 4, which indicated that the reporting person exercised a single option relating to 6,000 shares at an exercise price of $15.88. As reflected in this amendment, the reporting person exercised one option for 4,000 shares at an exercise price of $15.88 per share and a second option for 2,000 shares at an exercise price of $17.35 per share. This amendment also reflects the reporting person's indirect holding of shares through a KSOP, which holding was inadvertently omitted from the original Form 4.
F2: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 10, 2015, 2016, 2017, 2018 and 2019.
F3: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.