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HomeTrust Bancshares, Inc. Director's Dealing 2017

Oct 16, 2017

32497_dirs_2017-10-16_077ee176-4873-483a-b7f7-698e1cd98bd0.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: HomeTrust Bancshares, Inc. (HTBI)
CIK: 0001538263
Period of Report: 2017-02-14

Reporting Person: Houghton Keith J (EVP, Chief Credit Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-14 Common Stock M 4000 $15.88 Acquired 7693 Direct
2017-02-14 Common Stock M 2000 $17.35 Acquired 9693 Direct
2017-02-14 Common Stock S 3600 $25.80 Disposed 6093 Direct
2017-02-14 Common Stock S 2204 $25.775 Disposed 3889 Direct
2017-02-14 Common Stock S 196 $25.75 Disposed 3693 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-14 Stock Option $15.88 M 4000 Disposed 2024-03-10 Common Stock (4000) Direct
2017-02-14 Stock Option $17.35 M 2000 Disposed 2026-02-11 Common Stock (2000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1126 Indirect

Footnotes

F1: The purpose of this amendment is to correct the original Form 4, which indicated that the reporting person exercised a single option relating to 6,000 shares at an exercise price of $15.88. As reflected in this amendment, the reporting person exercised one option for 4,000 shares at an exercise price of $15.88 per share and a second option for 2,000 shares at an exercise price of $17.35 per share. This amendment also reflects the reporting person's indirect holding of shares through a KSOP, which holding was inadvertently omitted from the original Form 4.

F2: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 10, 2015, 2016, 2017, 2018 and 2019.

F3: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.