HOME BANCSHARES INC — Director's Dealing 2020

Feb 11, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: HOME BANCSHARES INC (HOMB)
CIK: 0001331520
Period of Report: 2019-12-31

Reporting Person: Hester Kevin (Chief Lending Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	84913	Direct
Common Stock - Performance Based	43333	Direct
Common Stock - Restricted Stock	6666	Direct
Common Stock	5462.3749	Indirect
Common Stock	7128	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock Option	$18.46	2025-08-23	Common Stock (100000)	100000	Direct
Performance Stock Option	$23.32	2028-07-19	Common Stock (60000)	60000	Direct
Stock Option	$21.25	2026-04-20	Common Stock (20000)	20000	Direct

Footnotes

F1: The reporting person had 6,667 shares of restricted stock vest since the last filing.

F2: The reporting person had 6,667 shares of performance based restricted stock vest since the last filing.

F3: The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.

F4: The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and began vesting in 33 1/3% installments on December 31, 2019.

F5: Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The stock began vesting in 33 1/3% installments on August 24, 2018.

F6: Includes 120.6668 shares acquired under the Home BancShares, Inc. 401(k) Plan (the "Plan") since the date of the reporting person's last ownership report resulting from the Plan's conversion from a unitized stock fund to actual shares.

F7: Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.

F8: The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.

F9: The option is exercisable in five equal annual installments. The first installment became exercisable on April 21, 2017.