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HOME BANCSHARES INC — Director's Dealing 2014
Aug 29, 2014
30966_dirs_2014-08-29_638d7765-9c6d-4b8a-ac58-dc78a9f83fe8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOME BANCSHARES INC (HOMB)
CIK: 0001331520
Period of Report: 2014-08-28
Reporting Person: Holbrook Jennifer (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-28 | Common Stock | M | 143 | $4.92 | Acquired | 1243 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-28 | Stock Option | $4.92 | M | 143 | Disposed | Common Stock (143) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - Performance Based | 1000 | Direct |
| Common Stock | 530 | Indirect |
| Common Stock | 17777.471 | Indirect |
| Common Stock - Restricted | 1000 | Direct |
| Common Stock | 200 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Stock Option | $5.54 | 2016-03-13 | Common Stock (5931) | 5931 | Direct |
Footnotes
F1: Includes 181.224 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing
F2: The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2004
F3: The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and expires on December 31, 2014.
F4: The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
F5: Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.