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HOLOGIC INC — Director's Dealing 2022
Nov 3, 2022
30407_dirs_2022-11-03_7cc0bb24-05e1-4383-9ce7-1419ae38e9f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2022-11-01
Reporting Person: Oberton Karleen Marie (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-01 | Common Stock | A | 20872 | — | Acquired | 126811 | Direct |
| 2022-11-01 | Common Stock | M | 7156 | $39.96 | Acquired | 133967 | Direct |
| 2022-11-01 | Common Stock | M | 7389 | $37.64 | Acquired | 141356 | Direct |
| 2022-11-01 | Common Stock | S | 14545 | $72.50 | Disposed | 126811 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-01 | Non-qualified Stock Option (Right to Buy) | $39.96 | M | 7156 | Disposed | 2025-11-05 | Common Stock (7156) | Direct |
| 2022-11-01 | Non-qualified Stock Option (Right to Buy) | $37.64 | M | 7389 | Disposed | 2026-12-01 | Common Stock (7389) | Direct |
Footnotes
F1: Represents performance stock units as to which the performance criteria has been satisfied but which remain subject to service-based vesting requirements.
F2: Performance stock units are settled in shares of common stock on a one-for-one basis.
F3: Includes 41,121 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F4: Transaction pursuant to an existing 10b5-1 trading plan.
F5: This option to purchase common stock became exercisable in equal installments on each of the first four anniversaries of the grant date, November 5, 2015.
F6: This option to purchase common stock became exercisable in equal installments on each of the first four anniversaries of the grant date, December 1, 2016.