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HOLOGIC INC — Director's Dealing 2017
Apr 18, 2017
30407_dirs_2017-04-18_76ebc968-c01b-4e62-a854-65942ed15958.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2017-04-14
Reporting Person: Compton Eric B. (COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-14 | Common Stock | M | 4188 | — | Acquired | 31281 | Direct |
| 2017-04-14 | Common Stock | M | 70367 | — | Acquired | 101648 | Direct |
| 2017-04-14 | Common Stock | F | 29836 | $42.42 | Disposed | 71812 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-14 | Restricted Stock Unit Award (Right To Receive) | $0 | M | 4188 | Disposed | 2018-04-14 | Common Stock (4188) | Direct |
| 2017-04-14 | Performance Stock Unit Award (Right to Receive) | $0 | A | 34465 | Acquired | 2017-04-14 | Common Stock (34465) | Direct |
| 2017-04-14 | Performance Stock Unit Award (Right to Receive) | $0 | M | 70367 | Disposed | 2017-04-14 | Common Stock (70367) | Direct |
Footnotes
F1: Represents Restricted Stock Units (RSUs) that are subject to deferral pursuant to the Issuers' Deferred Equity Plan.
F2: RSUs convert into common stock on a one-for-one basis upon vesting.
F3: Performance Stock Units (PSUs) convert into common stock on a one-for-one basis upon vesting.
F4: Includes 7,824 shares subject to deferral pursuant to the Issuer's Deferred Equity Plan.
F5: This RSU award vests in four equal installments beginning on first anniversary of the grant date.
F6: These shares represent PSUs awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan which vested on April 14, 2017.