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HOLOGIC INC — Director's Dealing 2017
Nov 9, 2017
30407_dirs_2017-11-09_28e70b70-2766-4bc8-b4ce-9ca1a4418bd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2017-11-07
Reporting Person: Griffin John M. (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-05 | Common Stock | M | 2502 | — | Acquired | 16627 | Direct |
| 2017-11-07 | Common Stock | M | 21486 | — | Acquired | 38113 | Direct |
| 2017-11-07 | Common Stock | M | 16528 | — | Acquired | 54641 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-05 | Restricted Stock Unit Award (Right To Receive) | $ | M | 2502 | Disposed | Common Stock (2502) | Direct | |
| 2017-11-07 | Performance Stock Unit Award (Right to Receive) | $ | A | 10743 | Acquired | 2018-02-02 | Common Stock (10743) | Direct |
| 2017-11-07 | Performance Stock Unit Award (Right to Receive) | $ | A | 8264 | Acquired | 2018-02-02 | Common Stock (8264) | Direct |
| 2017-11-07 | Performance Stock Unit Award (Right to Receive) | $ | M | 21486 | Disposed | 2018-02-02 | Common Stock (21486) | Direct |
| 2017-11-07 | Performance Stock Unit Award (Right to Receive) | $ | M | 16528 | Disposed | 2018-02-02 | Common Stock (16528) | Direct |
Footnotes
F1: Represents vested Restricted Stock Units (RSUs) that are subject to deferral pursuant to the Issuer's Deferred Equity Plan and are voluntarily being reported on Table 1.
F2: RSUs are settled in shares of common stock on a one-for-one basis upon vesting.
F3: Reflects Performance Stock Units (PSUs) as to which the performance criteria has been satisfied, but which remain subject to service-based vesting requirements.
F4: PSUs are settled in shares of common stock on a one-for-one basis upon vesting.
F5: Includes 13,638 shares subject to deferral pursuant to the Issuer's Deferred Equity Plan.
F6: This RSU award vests in three installments beginning on the first anniversary of the grant date.
F7: These shares represent PSUs awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.