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HOLOGIC INC — Director's Dealing 2017
Nov 9, 2017
30407_dirs_2017-11-09_34f823c0-b012-498d-b3b7-f15d8719ac68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2017-11-07
Reporting Person: MACMILLAN STEPHEN P (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-01 | Common Stock | M | 237500 | — | Acquired | 1026312 | Direct |
| 2017-11-05 | Common Stock | M | 15119 | — | Acquired | 1041431 | Direct |
| 2017-11-07 | Common Stock | M | 17348 | — | Acquired | 1058779 | Direct |
| 2017-11-07 | Common Stock | M | 277564 | — | Acquired | 1336343 | Direct |
| 2017-11-07 | Common Stock | F | 6128 | $39.50 | Disposed | 1330215 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-01 | Restricted Stock Unit Award (Right To Receive) | $ | M | 237500 | Disposed | 2017-03-01 | Common Stock (237500) | Direct |
| 2017-11-05 | Restricted Stock Unit Award (Right To Receive) | $ | M | 15119 | Disposed | Common Stock (15119) | Direct | |
| 2017-11-07 | Performance Stock Unit Award (Right to Receive) | $ | A | 138782 | Acquired | 2017-11-07 | Common Stock (138782) | Direct |
| 2017-11-07 | Restricted Stock Unit Award (Right To Receive) | $ | M | 17348 | Disposed | Common Stock (17348) | Direct | |
| 2017-11-07 | Performance Stock Unit Award (Right to Receive) | $ | M | 277564 | Disposed | 2017-11-07 | Common Stock (277564) | Direct |
Footnotes
F1: Represents vested Restricted Stock Units (RSUs) that are subject to deferral pursuant to the Issuer's Deferred Equity Plan and are voluntarily being reported on Table 1.
F2: RSUs are settled in shares of common stock on a one-for-one basis upon vesting.
F3: Represents vested Performance Stock Units (PSUs) that are subject to deferral pursuant to Issuer's Deferred Equity Plan and are voluntarily being reported on Table I.
F4: PSUs are settled in shares of common stock on a one-for-one basis upon vesting.
F5: Includes 898,420 shares subject to deferral pursuant to the Issuer's Deferred Equity Plan.
F6: This RSU award vests in three installments beginning on the first anniversary of the grant date.
F7: These shares represent PSUs awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.
F8: This RSU award vests in four installments beginning on first anniversary of the grant date.