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HOLOGIC INC — Director's Dealing 2013
Sep 30, 2013
30407_dirs_2013-09-30_8ac83027-1727-421f-b339-8e5445eb70ca.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2013-09-20
Reporting Person: Mills Roger D. (SVP & GM, Service & Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37403 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $14.87 | 2015-01-16 | Common Stock (7253) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $14.87 | 2015-01-16 | Common Stock (7253) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $14.50 | 2015-11-13 | Common Stock (40000) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $15.75 | 2016-11-11 | Common Stock (44385) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $16.82 | 2017-11-10 | Common Stock (45275) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $17.09 | 2018-11-09 | Common Stock (43541) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $19.86 | 2019-11-14 | Common Stock (32258) | Direct | |
| Restricted Stock Unit Award (right To Receive) | $0 | 2013-11-11 | Common Stock (1389) | Direct | |
| Restricted Stock Unit Award (right To Receive) | $0 | 2014-11-10 | Common Stock (2750) | Direct | |
| Restricted Stock Unit Award (right To Receive) | $0 | 2015-11-09 | Common Stock (4169) | Direct | |
| Restricted Stock Unit Award (right To Receive) | $0 | 2016-11-14 | Common Stock (11581) | Direct |
Footnotes
F1: This option becomes exercisable in five equal installments beginning April 5, 2010.
F2: This option becomes exercisable in five equal installments beginning November 13, 2009.
F3: This option becomes exercisable in five equal installments beginning November 11, 2010.
F4: This option becomes exercisable in five equal installments beginning November 10, 2011.
F5: This option becomes exercisable in five equal installments beginning November 9, 2012.
F6: This option becomes exercisable in five equal installments beginning November 14, 2013.
F7: These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.