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HOLOGIC INC — Director's Dealing 2013
Nov 12, 2013
30407_dirs_2013-11-12_a54a6db4-d429-497b-bfc7-e182f5ee25a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2013-11-08
Reporting Person: Mills Roger D. (SVP & GM, Service & Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-08 | Common Stock | M | 1390 | $22.04 | Acquired | 38793 | Direct |
| 2013-11-08 | Common Stock | F | 454 | $22.04 | Disposed | 38339 | Direct |
| 2013-11-08 | Common Stock | M | 1375 | $22.04 | Acquired | 39714 | Direct |
| 2013-11-08 | Common Stock | F | 449 | $22.04 | Disposed | 39265 | Direct |
| 2013-11-11 | Common Stock | M | 1389 | $22.899 | Acquired | 40654 | Direct |
| 2013-11-11 | Common Stock | F | 453 | $22.899 | Disposed | 40201 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-08 | Restricted Stock Unit Award (right To Receive) | $0 | M | 1390 | Disposed | 2015-11-09 | Common Stock (1390) | Direct |
| 2013-11-08 | Restricted Stock Unit Award (right To Receive) | $0 | M | 1375 | Disposed | 2014-11-10 | Common Stock (1375) | Direct |
| 2013-11-11 | Restricted Stock Unit Award (right To Receive) | $0 | M | 1389 | Disposed | 2013-11-11 | Common Stock (1389) | Direct |
Footnotes
F1: The transaction reported herein reflects the disposition of 454 shares of common stock to satisfy tax withholding obligations in connection with the vesting of a portion of restricted stock units previously awarded to the Reporting Person on November 9, 2011.
F2: The transaction reported herein reflects the disposition of 449 shares of common stock to satisfy tax withholding obligations in connection with the vesting of a portion of restricted stock units previously awarded to the Reporting Person on November 10, 2010.
F3: The transaction reported herein reflects the disposition of 453 shares of common stock to satisfy tax withholding obligations in connection with the vesting of a portion of restricted stock units previously awarded to the Reporting Person on November 11, 2009.
F4: These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.