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HNI CORP — Director's Dealing 2020
Nov 25, 2020
31633_dirs_2020-11-25_4a8ea4b7-6fc5-460d-9156-899e6c683e21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HNI CORP (HNI)
CIK: 0000048287
Period of Report: 2020-11-23
Reporting Person: Bradford Steven M (Sr. VP, Gen. Counsel & Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-23 | Common Stock | M | 14106 | $25.46 | Acquired | 48473.972 | Direct |
| 2020-11-23 | Common Stock | S | 800 | $36.86 | Disposed | 47673.972 | Direct |
| 2020-11-23 | Common Stock | S | 13306 | $37.57 | Disposed | 34930.032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-23 | Non-qualifying employee stock options (right to buy) | $25.46 | M | 14106 | Disposed | 2022-02-15 | Common Stock (14106.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1673.901 | Indirect |
Footnotes
F1: The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
F2: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.76 - $36.89, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.02 - $37.79, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: The total in column 5 includes 562.06 shares acquired under HNI Corporation Member's Stock Purchase Plan.