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HNI CORP — Director's Dealing 2016
May 20, 2016
31633_dirs_2016-05-20_e6f9f5cd-6944-4b2c-ba45-dd38e03cd3dc.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HNI CORP (HNI)
CIK: 0000048287
Period of Report: 2016-05-10
Reporting Person: Berger Vincent P (President, Hearth & Home Tech)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3508.8320 | Direct |
| Common Stock | 582.8409 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | 2017-02-12 | Common Stock (3000) | Direct | |
| Non-qualifying employee stock option (right to buy) | $23.99 | 2020-02-17 | Common Stock (8739) | Direct | |
| Non-qualifying employee stock option (right to buy) | $31.98 | 2021-02-16 | Common Stock (3500) | Direct | |
| Non-qualifying employee stock option (right to buy) | $31.98 | 2021-02-16 | Common Stock (3831) | Direct | |
| Non-qualifying employee stock option (right to buy) | $25.46 | 2022-02-15 | Common Stock (5996) | Direct | |
| Non-qualifying employee stock option (right to buy) | $31.79 | 2023-02-13 | Common Stock (4628) | Direct | |
| Non-qualifying employee stock option (right to buy) | $34.78 | 2024-02-12 | Common Stock (4084) | Direct | |
| Non-qualifying employee stock option (right to buy) | $51.54 | 2025-02-18 | Common Stock (4965) | Direct | |
| Non-qualifying employee stock option (right to buy) | $32.03 | 2026-02-17 | Common Stock (11574) | Direct |
Footnotes
F1: Includes 7.543 shares acquired during fiscal year 2016 under the HNI Corporation 2002 Member Stock Purchase Plan at prices ranging from $33.618 to $36.76 per share. The information is as of May 10, 2016. Shares acquired during a given fiscal year under the HNI Corporation 2002 Member Stock Purchase Plan are reported in the aggregate on Form 5 following the end of such fiscal year.
F2: Includes a total of 1,674 shares granted to the reporting person under the HNI Corporation Supplemental Income Plan and 327.8320 shares acquired under the HNI Corporation 2002 Member Stock Purchase Plan. The information is current as of May 10, 2016.
F3: Each restricted stock unit represents a contingent right to receive one share of HNI Corporation Common Stock.
F4: The option became fully vested and exercisable in one installment on the fourth anniversary of the date of grant.
F5: The option will become fully vested and exercisable in one installment on the fourth anniversary of the date of grant.