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HKBN Ltd. — Share Issue/Capital Change 2015
Feb 27, 2015
49841_rns_2015-02-27_115ad643-7810-478f-a616-bd5d397742ea.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 This Application Form uses the same terms as defined in the prospectus of HKBN Ltd. (the “Company”) dated 27 February 2015 (the “Prospectus”). 香港寬頻有限公司(「本公司」)於2015年2月27日刊發的招股章程(「招股章程」)所界定詞語在本申請表格具有 Staple your 相同涵義。 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer payment here Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區 請將股款 的出售要約或游說購買任何香港發售股份的要約。若無根據美國證券法登記或豁免登記,則香港發售股份不得在美國提呈發售或出 售。 緊釘在此 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任 何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內,概不得發送、派發或複製(不論以任何方式,亦不論全部或部分)本 申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies and Available for Inspection” section in Appendix VII to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄七「送呈公司註冊處處長及備查文件」一節所述其他文件已送呈香港公司註冊處處長登 記。香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會 (「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 HKBN Ltd. 香港寬頻有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock Code : 1310 股份代號 : 1310 Maximum Offer Price : HK$9.00 per Offer Share plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars, subject to refund) 最高發售價 : 每股發售股份9.00港元,另加1%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所 交易費(須在申請時以港元繳足,多繳股款可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the , 一 。 application procedures. 招股章程尚有關於申請程序的其他資料 因此本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: HKBN Ltd. 致: 香港寬頻有限公司 Joint Global Coordinators 聯席全球協調人 Joint Bookrunners 聯席賬簿管理人 The Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程的條款及條件以及申 procedures in this Application Form and the Prospectus. 請程序。請參閱本申請表格「填交本申請表格的效用」一節。 Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
警告 : 閣下僅限為任何人士的利益提出 一 次認購申請 。請參 閱「填交本申請表格的效用」一節最後四點。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 sign):由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date: 日期: / / D 日 M 月 Y 年 Cheque/Banker’s cashier order number 支票╱銀行本 Number of Hong Kong Offer Shares applied for (not more 票號碼 than 37,079,500 shares) 申請香港發售股份數目(不超過37,079,500股股份) Name of bank on which cheque/Banker’s cashier order is Total amount 總額 drawn (see “How to make your application” section) 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號 碼╱香港商業登記號碼(請刪除不適用者) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants (Please delete as Names of all other joint applicants in English (if any) appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱ * 所有其他聯名申請人的英文姓名╱名稱(如有) 香港商業登記號碼 (請刪除不適用者) 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit THIS BOX MUST BE DULY COMPLETED if you do not complete this section. Please provide an account 必須填妥此欄 number or identification code for each (joint) beneficial owner. 由 代名人遞交:代名人若不填寫本節,則是項認購申請將視作 Participant I.D. of the CCASS Investor Participant or designated 為 閣下本身利益提出。請填寫每名(聯名)實益擁有人的賬 CCASS Participant 中央結算系統投資者戶口持有人或指定中 央結算系統參與者的參與者編號 戶號碼或識別編碼。 ADDRESS LABEL 地址標貼(Your name(s) and address in For designated CCASS Participant or Corporate CCASS Investor Participant, Hong Kong in BLOCK letters 請用正楷填寫 姓名╱名稱 及香港 please also affix the company chop bearing its company name 指定中央結 地址* ) 算系統參與者或中央結算系統公司投資者戶口持有人,請加蓋 顯示公司名稱的公司印鑑
(See paragraph 2 in the section “How to make your application”(請) 參閱「申請手續」一 節第2段)
For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your ” application . 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號 碼(如屬個別人士)或香港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第2段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口 持有人以外的指定中央結算系統參與者提出申請:如屬個別人士,必須填寫 閣下的香 港身份證號碼或護照號碼(持有香港身份證者,請填寫香港身份證號碼,否則請填寫護照 號碼);如屬法人團體,請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有) 上會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一 部分。有關資料將用於核實申請表格是否有效,亦會轉交第三方作資料核實和退款。銀 行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 則是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)香港身份證號碼或(如適用) 護照號碼,或(如屬法人團體)香港商業登記號碼。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
Mixed Media Offer 混合媒介要約 The Company will be relying on section 9A of 本公司將依據香港法例第32L章公司(豁免公司及 the Companies (Exemption of Companies and 招股章程遵從條文)公告第9A條,並將(a)在並非 Prospectuses from Compliance with Provisions) 與招股章程印刷版一同發出的情況下發出 白色 及 Notice (Chapter 32L of the Laws of Hong Kong) 黃色 申請表格及(b)在並非與招股章程印刷版一 and will be issuing (a) the WHITE and YELLOW 同發出的情況下向相關合資格人才發出 粉紅色 申 Application Forms without them being accompanied 請表格。招股章程印刷版的內容與電子形式的招 by a printed Prospectus and (b) the PINK Application 股章程相同,可在本公司網站 www.hkbnltd.net Forms to the relevant Eligible Talents without them 及聯交所網站 www.hkexnews.hk 「披露易>上市公 being accompanied by a printed Prospectus. The 司公告>最新上市公司公告」一欄中查閱及下載。 contents of the printed Prospectus are identical to 有意索取招股章程印刷版的公眾人士及合資格 the electronic version of the Prospectus which can 人才可於2015年2月27日(星期五)上午九時正起 be accessed and downloaded from the websites 至2015年3月4日(星期三)中午十二時正止的一般 of the Company at www.hkbnltd.net and the 營業時間內,在下列地點要求免費索取: Stock Exchange at www.hkexnews.hk under the “HKExnews > Listed Company Information > Latest Listed Company Information” section. Members of the public and Eligible Talents who wish to obtain a copy of the printed Prospectus may obtain a copy, free of charge, upon request during normal business hours from 9:00 a.m. on Friday, 27 February, 2015 until 12:00 noon on Wednesday, 4 March, 2015 at the following locations: 1. any of the following branches of the 1. 香港公開發售的收款銀行的下列任何分 receiving banks for the Hong Kong Public 行: Offering: (a) The Bank of East Asia, Limited (a) 東亞銀行有限公司 District Branch Name Address 地區 分行名稱 地址 Hong Kong Main Branch 10 Des Voeux Road Central, Central 香港島 總行 中環德輔道中10號 Island Wanchai Branch Shop A–C, G/F, 灣仔分行 灣仔軒尼詩道253–261號 Easey Commercial Building, 依時商業大廈地下A–C號 253–261 Hennessy Road, Wanchai North Point Branch 326–328 King’s Road, North Point 北角分行 北角英皇道326–328號 Taikoo Shing Branch Shop G1010–1011, 太古城分行 太古城耀星閣G1010–1011號 Yiu Sing Mansion, Taikoo Shing Kowloon Tsim Sha Tsui Branch Shop A & B, Milton Mansion, 九龍 尖沙咀分行 尖沙咀彌敦道96號 96 Nathan Road, Tsim Sha Tsui 美敦大廈A及B號 Mei Foo Sun Chuen Shop N57, G/F, 美孚新邨分行 美孚萬事達廣場地下N57號 Branch Mount Sterling Mall, Mei Foo New Territories Metro City Plaza Shop 243, Level 2, 新界 新都城中心分行 將軍澳運亨路1號 Branch Metro City Plaza I, 新都城中心1期2樓243號 1 Wan Hang Road, Tseung Kwan O Tsuen Wan Branch 239–243 Sha Tsui Road, Tsuen Wan 荃灣分行 荃灣沙咀道239–243號
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 (b) Standard Chartered Bank (Hong Kong) (b) 渣打銀行(香港)有限公司 Limited District Branch Name Address 地區 分行名稱 地址 Hong Kong Des Voeux Road Standard Chartered Bank Building, 香港島 德輔道分行 中環德輔道中4–4A號 Island Branch 4–4A, Des Voeux Road Central, 渣打銀行大廈 Central Causeway Bay Branch G/F to 2/F, Yee Wah Mansion, 銅鑼灣分行 銅鑼灣怡和街38–40A號 38–40A Yee Wo Street, 怡華大廈地下至2層 Causeway Bay Kowloon Kwun Tong Branch G/F, 414 Kwun Tong Road, 九龍 觀塘分行 九龍觀塘道414號地下 Kowloon Telford Gardens Shop P9–12, Telford Centre, 德福花園分行 觀塘大業街德福花園 Branch Telford Gardens, 德福中心商場 Tai Yip Street, Kwun Tong P9–12號舖 Lok Fu Shopping Shop G201, G/F., 樂富中心分行 樂富中心商場地下G201號舖 Centre Branch Lok Fu Shopping Centre New Territories Metroplaza Branch Shop No. 175–176, Level 1, 新界 新都會廣場分行 葵涌興芳道223號 Metroplaza, 223 Hing Fong Road, 新都會廣場175–176號舖 Kwai Chung Shatin Plaza Branch Shop No. 8, Shatin Plaza, 沙田廣場分行 香港新界沙田 21–27 Shatin Centre Street, 沙田正街21–27號 Shatin, New Territories, 沙田廣場地下8號舖 Hong Kong Maritime Square Shop 308E, Level 3, 青衣城分行 新界青衣青衣城3樓308E號舖 Branch Maritime Square, Tsing Yi 2. any of the following offices of the Joint 2. 聯席全球協調人的以下任何辦事處: Global Coordinators: (a) Goldman Sachs (Asia) L.L.C. , at 68th (a) 高盛(亞洲)有限責任公司 ,香港皇后大 Floor, Cheung Kong Center, 2 Queen’s 道中2號長江集團中心68樓; Road Central, Hong Kong; (b) J.P. Morgan Securities (Asia Pacific) (b) 摩根大通證券(亞太)有限公司 ,香港干 Limited , at 28th Floor, Chater House, 8 諾道中8號遮打大廈28樓;及 Connaught Road Central, Hong Kong; and (c) UBS AG, Hong Kong Branch , at 52nd (c) UBS AG香港分行 ,香港中環金融街8號 Floor, Two International Finance Centre, 8 國際金融中心二期52樓;及 Finance Street, Central, Hong Kong; and 3. the Depository Counter of HKSCC at 3. 香港結算存管處服務櫃檯,地址為香港 1/F, One & Two Exchange Square, 8 中環康樂廣場8號交易廣場一及二座1樓。 Connaught Place, Central, Hong Kong. Details of where printed Prospectuses may be 可索取招股章程印刷版的地點詳情將於派發 obtained will be displayed prominently at every 白色 申請表格的東亞銀行有限公司及渣打銀 branch of The Bank of East Asia, Limited and 行(香港)有限公司各分行的當眼處展示。 Standard Chartered Bank (Hong Kong) Limited where the WHITE Application Forms are distributed.
During normal business hours from 9:00 a.m. on Friday, 27 February, 2015 until 12:00 noon on Wednesday, 4 March, 2015, at least three copies of the printed Prospectus will be available for inspection at every location where the WHITE and YELLOW Application Forms are distributed. You should read the Prospectus prior to submitting this Application Form.
於2015年2月27日(星期五)上午九時正起至 2015年3月4日(星期三)中午十二時正止的一 般營業時間內,在每個派發 白色 及 黃色 申請 表格的地點均備有至少三份招股章程印刷版 可供查閱。 閣下於遞交本申請表格前應細 閱招股章程。
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
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Use the table below to calculate how much you must pay. Your application must be for a minimum of 500 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. HKBN Ltd. (HK$9.00 per Hong Kong Offer Share) NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable Offer Shares on application Offer Shares on application Offer Shares on application Offer Shares on application applied for HK$ applied for HK$ applied for HK$ applied for HK$ 500 4,545.35 8,000 72,725.54 200,000 1,818,138.60 5,000,000 45,453,465.00 1,000 9,090.69 9,000 81,816.24 300,000 2,727,207.90 6,000,000 54,544,158.00 1,500 13,636.04 10,000 90,906.93 400,000 3,636,277.20 7,000,000 63,634,851.00 2,000 18,181.39 20,000 181,813.86 500,000 4,545,346.50 8,000,000 72,725,544.00 2,500 22,726.74 30,000 272,720.79 600,000 5,454,415.80 9,000,000 81,816,237.00 3,000 27,272.08 40,000 363,627.72 700,000 6,363,485.10 10,000,000 90,906,930.00 3,500 31,817.43 50,000 454,534.65 800,000 7,272,554.40 20,000,000 181,813,860.00 4,000 36,362.77 60,000 545,441.58 900,000 8,181,623.70 30,000,000 272,720,790.00 4,500 40,908.12 70,000 636,348.51 1,000,000 9,090,693.00 37,079,500* 337,078,351.10 5,000 45,453.47 80,000 727,255.44 2,000,000 18,181,386.00 * Maximum number of Hong Kong 6,000 54,544.16 90,000 818,162.37 3,000,000 27,272,079.00 Offer Shares you may apply for. 7,000 63,634.85 100,000 909,069.30 4,000,000 36,362,772.00 2. You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number. • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid. 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
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The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ Horsford Nominees Limited — HKBN Public Offer ”; • be crossed “Account Payee Only”;
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
• be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong Kong, account in Hong Kong; and and have your name certified on the back by a • show your account name, which must either be person authorised by the bank. The name on the pre-printed on the cheque, or be endorsed on the banker’s cashier order must correspond with your back by a person authorised by the bank. This name. If it is a joint application, the name on the account name must correspond with your name. back of the banker’s cashier order must be the If it is a joint application, the account name must same as the first-named applicant’s name.
• show your account name, which must either be person authorised by the bank. The name on the pre-printed on the cheque, or be endorsed on the banker’s cashier order must correspond with your back by a person authorised by the bank. This name. If it is a joint application, the name on the account name must correspond with your name. back of the banker’s cashier order must be the If it is a joint application, the account name must same as the first-named applicant’s name. be the same as the first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: The Bank of East Asia, Limited District Branch Name Address Hong Kong Island Main Branch 10 Des Voeux Road Central, Central Wanchai Branch Shop A–C, G/F, Easey Commercial Building, 253–261 Hennessy Road, Wanchai North Point Branch 326–328 King’s Road, North Point Taikoo Shing Branch Shop G1010–1011, Yiu Sing Mansion, Taikoo Shing Kowloon Tsim Sha Tsui Branch Shop A & B, Milton Mansion, 96 Nathan Road, Tsim Sha Tsui Mei Foo Sun Chuen Branch Shop N57, G/F, Mount Sterling Mall, Mei Foo New Territories Metro City Plaza Branch Shop 243, Level 2, Metro City Plaza I, 1 Wan Hang Road, Tseung Kwan O Tsuen Wan Branch 239–243 Sha Tsui Road, Tsuen Wan Standard Chartered Bank (Hong Kong) Limited District Branch Name Address Hong Kong Island Des Voeux Road Branch Standard Chartered Bank Building, 4–4A, Des Voeux Road Central, Central Causeway Bay Branch G/F to 2/F, Yee Wah Mansion, 38–40A Yee Wo Street, Causeway Bay Kowloon Kwun Tong Branch G/F, 414 Kwun Tong Road, Kowloon Telford Gardens Branch Shop P9–12, Telford Centre, Telford Gardens, Tai Yip Street, Kwun Tong Lok Fu Shopping Centre Branch Shop G201, G/F., Lok Fu Shopping Centre New Territories Metroplaza Branch Shop No. 175–176, Level 1, Metroplaza, 223 Hing Fong Road, Kwai Chung Shatin Plaza Branch Shop No. 8, Shatin Plaza, 21–27 Shatin Centre Street, Shatin, New Territories, Hong Kong Maritime Square Branch Shop 308E, Level 3, Maritime Square, Tsing Yi 5. Your Application Form can be lodged at these times: Friday, 27 February 2015 — 9:00 a.m. to 5:00 p.m. Saturday, 28 February 2015 — 9:00 a.m. to 1:00 p.m. Monday, 2 March 2015 — 9:00 a.m. to 5:00 p.m. Tuesday, 3 March 2015 — 9:00 a.m. to 5:00 p.m. Wednesday, 4 March, 2015 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Wednesday, 4 March 2015. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “C. Effect of Bad Weather on the Opening and Closing of the Application Lists” in the “How to Apply for Hong Kong Offer Shares and Talent Offer Shares” section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
| 1. | 1. | 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港發售股份,並為 |
使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港發售股份,並為 |
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| 下表所列的其中一個數目,否則恕不受理。 | |||
| 香港寬頻有限公司 (每股香港發售股份9.00港元) 可供申請認購股份數目及應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 500 1,000 1,500 2,000 2,500 3,000 3,500 4,000 4,500 5,000 6,000 7,000 4,545.35 9,090.69 13,636.04 18,181.39 22,726.74 27,272.08 31,817.43 36,362.77 40,908.12 45,453.47 54,544.16 63,634.85 8,000 9,000 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 90,000 100,000 72,725.54 81,816.24 90,906.93 181,813.86 272,720.79 363,627.72 454,534.65 545,441.58 636,348.51 727,255.44 818,162.37 909,069.30 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 2,000,000 3,000,000 4,000,000 1,818,138.60 2,727,207.90 3,636,277.20 4,545,346.50 5,454,415.80 6,363,485.10 7,272,554.40 8,181,623.70 9,090,693.00 18,181,386.00 27,272,079.00 36,362,772.00 5,000,000 6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 20,000,000 30,000,000 37,079,500 45,453,465.00 54,544,158.00 63,634,851.00 72,725,544.00 81,816,237.00 90,906,930.00 181,813,860.00 272,720,790.00 337,078,351.10 * 閣下可申請認購的香港發售股份 最高數目。 2. 閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格次頁簽署,只接納親筆 簽名(不得以個人印章代替)。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請: • 該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內 填寫參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有 閣下的*姓名和香港身份證號碼。 • 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼; • 須在適當方格內填寫 閣下的參與者編號。 如 閣下以中央結算系統公司投資者戶口持有人名義提出申請: • 表格須載有 閣下的公司名稱和香港商業登記號碼; • 須在適當方格內填寫 閣下的參與者編號並蓋上附有公司名稱之公司印鑑。 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)如有不確或遺 漏或其他類似事項,均可能導致申請無效。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張 Sample樣版 |
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| 獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關認購申請將不獲接納: |
支票必須 : 銀行本票必須 :
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為港元支票;
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不得為期票;
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註明抬頭人為「 浩豐代理人有限公司 — 香港寬頻公開發售 」;
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劃線註明「只准入抬頭人賬戶」;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
• 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 權的人士在銀行本票背面簽署核證 閣下 已預印在支票上,或由有關銀行授權的人士 姓名╱名稱。銀行本票所示姓名╱名稱須 在支票背書。賬戶名稱必須與 閣下姓名╱ 與 閣下姓名╱名稱相同。如屬聯名申請, 名稱相同。如屬聯名申請,則賬戶名稱必須 銀行本票背面所示姓名╱名稱必須與排名首 與排名首位申請人的姓名╱名稱相同 。 位 申 請 人的姓名 ╱ 名稱相 同 。 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列 任何一家分行特設的收集箱: 東亞銀行有限公司 地區 分行名稱 地址 香港島 總行 中環德輔道中10號 灣仔分行 灣仔軒尼詩道253–261號依時商業大廈地下A–C號 北角分行 北角英皇道326–328號 太古城分行 太古城耀星閣G1010–1011號 九龍 尖沙咀分行 尖沙咀彌敦道96號美敦大廈A及B號 美孚新邨分行 美孚萬事達廣場地下N57號 新界 新都城中心分行 將軍澳運亨路1號新都城中心1期2樓243號 荃灣分行 荃灣沙咀道239–243號 渣打銀行(香港)有限公司 地區 分行名稱 地址 香港島 德輔道分行 中環德輔道中4–4A號渣打銀行大廈 銅鑼灣分行 銅鑼灣怡和街38–40A號怡華大廈地下至2層 九龍 觀塘分行 九龍觀塘道414號地下 德福花園分行 觀塘大業街德福花園德福中心商場P9–12號舖 樂富中心分行 樂富中心商場地下G201號舖 新界 新都會廣場分行 葵涌興芳道223號新都會廣場175–176號舖 沙田廣場分行 香港新界沙田沙田正街21–27號沙田廣場地下8號舖 青衣城分行 新界青衣青衣城3樓308E號舖 5. 閣下可於下列時間遞交申請表格: — 2015年2月27日(星期五) 上午九時正至下午五時正 — 2015年2月28日(星期六) 上午九時正至下午一時正 — 2015年3月2日(星期一) 上午九時正至下午五時正 — 2015年3月3日(星期二) 上午九時正至下午五時正 — 2015年3月4日(星期三) 上午九時正至中午十二時正 6. 截止遞交申請的時間為2015 年3月4日(星期三)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正開始辦理申請登記,惟須視乎當日的天氣情況而定(詳見招股章程 「如何申請香港發售股份及人才發售股份」一節「C.惡劣天氣對開始及截止辦理申請登記的影 響」)。
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant HKBN Ltd.
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香港寬頻有限公司
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(Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING
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Conditions of your application • confirm that you have received and read the Prospectus and A. Who can apply have relied only on the information and representations in the 1. You and any person(s) for whose benefit you are applying must Prospectus in making your application and will not rely on be 18 years of age or older and must have a Hong Kong address. any other information or representations, except those in any
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- If you are a firm, the application must be in the individual supplement to the Prospectus; members’ names. • confirm that you are aware of the restrictions on the Global
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- The number of joint applicants may not exceed 4. Offering set out in the Prospectus; 4. If you are a body corporate, the application must be signed by • agree that none of the Company, the Relevant Persons and the HK a duly authorised officer, who must state his representative eIPO White Form Service Provider is or will be liable for any capacity, and stamped with your corporation’s chop (bearing the information and representations not in the Prospectus (and any company name). supplement to the Prospectus);
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- You must be outside the United States (within the meaning of • undertake and confirm that you or the person(s) for whose benefit Regulation S) or be a person described in paragraph (h)(3) of you have made the application have not applied for or taken up, Rule 902 of Regulation S, and not a legal or natural person of the or indicated an interest for, and will not apply for or take up, PRC (except qualified domestic institutional investors). or indicate an interest for, any International Offer Shares nor
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- Unless permitted by the Listing Rules, you cannot apply for any participated in the International Offering; Hong Kong Offer Shares if you are: • agree to disclose to the Company, the Share Registrar, the • an existing beneficial owner of Shares or an associate of any receiving banks and the Relevant Persons any personal data which such owner; any of them may require about you and the person(s) for whose
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• a Director of the Company, or an associate of any such benefit you have made the application; Director; • if the laws of any place outside Hong Kong apply to your
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• a core connected person of the Company, or a person who application, agree and warrant that you have complied with all will become a core connected person of the Company such laws and neither the Company nor the Relevant Persons will immediately upon the completion of the Global Offering; breach any laws outside Hong Kong as a result of the acceptance
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• associates of any of the above; or of your offer to purchase, or any action arising from your rights • have been allocated or have applied for any International and obligations under the terms and conditions in the Prospectus Offer Shares or otherwise participate in the International and this Application Form; Offering, • agree that once your application has been accepted, you may not
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except for Eligible Co-Owners who may apply for the Talent rescind it because of an innocent misrepresentation; Offer Shares. • agree that your application will be governed by the laws of Hong Kong;
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B. If you are a nominee • represent, warrant and undertake that (i) you understand that the
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You, as a nominee, may make more than one application for the Hong Kong Offer Shares have not been and will not be registered
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Hong Kong Offer Shares by: (i) giving electronic instructions to under the U.S. Securities Act; and (ii) you and any person for
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HKSCC via Central Clearing and Settlement System (“CCASS”) (if whose benefit you are applying for the Hong Kong Offer Shares
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you are a CCASS Participant); or (ii) using a WHITE or YELLOW are outside the United States (as defined in Regulation S) or are a
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Application Form, and lodge more than one application in your own person described in paragraph (h)(3) of Rule 902 of Regulation S;
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name on behalf of different beneficial owners. • warrant that the information you have provided is true and accurate;
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C. Effect of completing and submitting this Application Form • agree to accept the Hong Kong Offer Shares applied for, or any By completing and submitting this Application Form, you (and if you lesser number allocated to you under the application; are joint applicants, each of you jointly and severally) for yourself or • authorise (i) the Company to place the name of the HKSCC as an agent or a nominee on behalf of each person for whom you act: Nominees on the Company’s register of members as the • undertake to execute all relevant documents and instruct and holder(s) of any Hong Kong Offer Shares allocated to you and authorise the Company and/or the Joint Global Coordinators (or such other registers as required under the Memorandum and their agents or nominees), as agents of the Company, to execute Articles of Association of the Company, and (ii) the Company any documents for you and to do on your behalf all things and/or its agents to deposit any Share certificate(s) into CCASS necessary to register any Hong Kong Offer Shares allocated to you and/or to send any refund cheque(s) and/or e-Auto Refund in your name or in the name of HKSCC Nominees as required by payment instructions to you or the first-named applicant for joint the Articles; application by ordinary post at your own risk to the address stated
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• agree to comply with the Memorandum and Articles of on the application, unless you have chosen to collect the Share Association of the Company, the Companies (Winding Up and Certificate(s) and/or refund cheque(s) in person;
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agree to comply with the Memorandum and Articles of Association of the Company, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and Companies Law;
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agree that the Hong Kong Offer Shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
• agree that each of HKSCC and HKSCC Nominees reserves the Offering and the basis of allocation of the Hong Kong Offer Shares right (1) not to accept any or part of such allotted shares issued and the Talent Offer Shares on Wednesday, 11 March 2015 in in the name of HKSCC Nominees or not to accept such allotted the South China Morning Post (in English) and the Hong Kong shares for deposit into CCASS; (2) to cause such allotted shares Economic Times (in Chinese), the website of the Stock Exchange at to be withdrawn from CCASS and issued in your name at your www.hkexnews.hk and the Company’s website at www.hkbnltd.net . own risk and costs; and (3) to cause such allotted shares to be Results of allocations in Hong Kong Public Offering, and the Hong issued in your name (or, if you are a joint applicant, to the firstKong Identity Card/passport/Hong Kong business registration named applicant) and in such a case, to post the certificates for numbers of successful applicants (where applicable) will be available such allotted shares at your own risk to the address on your on the above websites. application form by ordinary post or to make available the same for your collection; If your application for Hong Kong Offer Shares is successful (in • agree that each of HKSCC and HKSCC Nominees may adjust the whole or in part) number of allotted shares issued in the name of HKSCC Nominees; If your application is wholly or partially successful, your Share • agree that neither HKSCC nor HKSCC Nominees shall have any certificate(s) (subject to their becoming valid certificates of liability for the information and representations not so contained title provided that the Hong Kong Public Offering has become in the Prospectus and this Application Form; unconditional and not having been terminated at 8:00 a.m. on • agree that neither HKSCC nor HKSCC Nominees shall be liable Thursday, 12 March 2015) will be issued in the name of HKSCC to you in any way; Nominees and deposited directly into CCASS for credit to your • declare and represent that this is the only application made and CCASS Investor Participant stock account or the stock account of the only application intended by me/us to be made to benefit me/ your designated CCASS Participant as instructed by you in your us or the person for whose benefit I am/we are applying; Application Form on Wednesday, 11 March 2015 or, in the event of • understand that the Company, the Directors and the Joint Global a contingency, on any other date as shall be determined by HKSCC Coordinators will rely on your declarations and representations or HKSCC Nominees. in deciding whether or not to make any allotment of any of the • If you are applying through a designated CCASS Participant Hong Kong Offer Shares to you and that you may be prosecuted (other than a CCASS Investor Participant): For Hong Kong Offer for making a false declaration; Shares credited to the stock account of your designated CCASS • (if the application is made for your own benefit) warrant that no Participant (other than a CCASS Investor Participant), you can other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic check the number of Hong Kong Offer Shares allotted to you application instructions to HKSCC or through the HK eIPO with that CCASS Participant. White Form Service by you or by any one as your agent or by • If you are applying as a CCASS Investor Participant: The any other person; and Company expects to publish the results of CCASS Investor • (if you are making the application as an agent for the benefit of Participants’ applications together with the results of the Hong another person) warrant that (i) no other application has been or Kong Public Offering in the South China Morning Post (in will be made by you as agent for or for the benefit of that person English) and the Hong Kong Economic Times (in Chinese) on or by that person or by any other person as agent for that person Wednesday, 11 March 2015. You should check the announcement on a WHITE or YELLOW Application Form or by giving published by the Company and report any discrepancies to electronic application instructions to HKSCC (except that an HKSCC before 5:00 p.m. on Wednesday, 11 March 2015 or Eligible Talent (who is not an Eligible Co-Owner) may also make such other date as shall be determined by HKSCC or HKSCC an additional application for the Talent Offer Shares by using a Nominees. Immediately after the credit of the Hong Kong Offer PINK Application Form) and (ii) you have due authority to sign Shares to your stock account you can check your new account this Application Form or give electronic application instructions balance via the CCASS Phone System and CCASS Internet on behalf of that other person as its agent. System (under the procedures contained in HKSCC’s “An D. Power of attorney Operating Guide for Investor Participants” in effect from time If your application is made through an authorised attorney, the to time). HKSCC will also make available to you an activity Company and the Joint Global Coordinators may accept or reject statement showing the number of Hong Kong Offer Shares your application at their discretion, and on any conditions they think credited to your stock account. fit, including evidence of the attorney’s authority. No receipt will be issued for application money paid. The Company Determination of Offer Price and Allocation of Hong Kong Offer will not issue temporary documents of title. Shares Refund of your money The Offer Price is expected to be fixed on or around Thursday, 5 If you do not receive any Hong Kong Offer Shares or if your March 2015. Applicants are required to pay the Maximum Offer application is accepted only in part, the Company will refund to Price of HK$9.00 for each Hong Kong Offer Share together with you your application monies (including the related 1% brokerage, 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock 0.0027% SFC transaction levy and 0.005% Stock Exchange trading Exchange trading fee. If the Offer Price is not agreed between the fee) or the appropriate portion thereof without interest. If the offer Company, and the Joint Global Coordinators (on behalf of the price is less than the Maximum Offer Price, the Company will Underwriters) on or before Wednesday, 11 March 2015, the Global refund to you the surplus application monies (including the related Offering will not proceed and will lapse. 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Applications for Hong Kong Offer Shares will not be processed and Exchange trading fee) without interest. The refund procedures are no allotment of any Hong Kong Offer Shares will be made until the stated in the “G. Despatch/Collection of Share Certificates/e-Auto application lists close. Refund Paymant Instructions/Refund Cheques” in the “How to Apply The Company expects to announce the fixed offer price, the level for Hong Kong Offer Shares and Talent Offer Shares” section of the of indications of interest in the International Offering, the level of Prospectus.
- agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this Application Form;
• (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC (except that an Eligible Talent (who is not an Eligible Co-Owner) may also make an additional application for the Talent Offer Shares by using a PINK Application Form) and (ii) you have due authority to sign this Application Form or give electronic application instructions on behalf of that other person as its agent.
The Company expects to announce the fixed offer price, the level of indications of interest in the International Offering, the level of applications under the Hong Kong Public Offering and the Talent
如閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售 股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資 者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 HKBN Ltd. 香港寬頻有限公司 (於開曼群島註冊成立的有限公司) 全球發售 • 申請條件 確認 閣下已接獲及細閱招股章程,且於申請 甲、可提出申請的人士 時僅依賴招股章程所載資料及陳述,除招股章 1. 閣下及 閣下為其利益提出申請的任何人士必 程任何補充文件外,不會依賴任何其他資料或 須年滿18歲並有香港地址。 陳述; 2. 如 閣下為商號,則申請須以個別成員名義提 • 確認 閣下知悉招股章程有關全球發售的限 出。 制; 3. 聯名申請人不得超過四名。 • 同意本公司、相關人士及 網上白表 服務供應商 4. 如 閣下為法人團體,申請須獲正式授權人員 現時及日後均毋須對並非載於招股章程(及其 簽署,並註明其所代表身份及蓋上公司印鑑 任何補充文件)的任何資料及陳述負責; (附有公司名稱)。 • 承諾及確認 閣下或 閣下為其利益提出申請 5. 閣下必須身處美國境外(定義見S規例)或為S規 的人士並無亦不會申請或認購或表示有意申請 例第902條第(h)(3)段所述人士及並非中國法人 或認購任何國際發售股份,亦不會參與國際發 或自然人(合資格境內機構投資者除外)。 售; 6. 除上市規則批准外,下列人士概不得申請認購 • 同意向本公司、證券登記處、收款銀行及相關 任何香港發售股份: • 人士披露彼等所要求有關 閣下及 閣下為其 股份的現有實益擁有人或該名擁有人的聯 利益提出申請之人士的個人資料; 繫人; • • 倘香港境外任何地方的法例適用於 閣下的申 本公司董事或該名董事的聯繫人; • 請,則同意及保證已遵守所有有關法例,且本 本公司核心關連人士或緊隨全球發售完成 公司及相關人士概不會因接納 閣下的購買要 後成為本公司核心關連人士; • 約,或 閣下根據招股章程及本申請表格所載 上述任何人士的聯繫人;或 • 條款及條件行使權利及履行責任所採取的任何 已獲分配或申請認購任何國際發售股份或 以其他方式參與國際發售, 行動而違反香港境外的任何法例; • 可申請人才發售股份的合資格持股管理人員則 同意 閣下的申請一經接納,即不得因無意的 除外。 失實陳述而撤銷; • 同意 閣下的申請受香港法例規管; 乙、如 閣下為代名人 • 聲明、保證及承諾(i) 閣下明白香港發售股份 閣下作為代名人可提出超過一次香港發售股份申 不曾亦不會根據美國證券法登記;及(ii) 閣下 請,方法是:(i)透過中央結算及交收系統(「中央結 及 閣下為其利益申請香港發售股份的人士均 算系統」)向香港結算發出電子認購指示(如 閣下 身處美國境外(定義見S規例),又或屬S規例第 為中央結算系統參與者);或(ii)使用 白色 或 黃色 申 902條第(h)(3)段所述的人士; 請表格,以自身名義代表不同的實益擁有人提交 • 保證 閣下提供的資料真實及準確; 超過一份申請。 • 同意接納所申請數目或根據申請分配予 閣下 丙、填交本申請表格的效用 較少數目的香港發售股份; • 閣下填妥並遞交本申請表格,即表示 閣下(如屬 授權(i)本公司將香港結算代理人的名稱列入本 聯名申請人,即各人共同及個別)代表 閣下本 公司股東名冊或本公司組織章程大綱及細則規 身,或作為 閣下代其行事的每位人士的代理或 定的其他名冊,作為 閣下獲分配任何香港發 代名人: 售股份的持有人,及(ii)授權本公司及╱或其代 • 承諾簽署所有相關文件,並指示及授權本公 理將任何股票存入中央結算系統及╱或以普通 司及╱或聯席全球協調人(或彼等的代理或 郵遞方式按申請所示地址向 閣下或聯名申請 代名人)(作為本公司的代理)按照細則的規定 中排名首位的申請人寄發任何退款支票及╱或 為 閣下簽署任何文件及代表 閣下進行一切 電子自動退款指示,郵誤風險由 閣下承擔, 必要事宜,將 閣下獲分配的任何香港發售股 惟 閣下已選擇親身領取股票及╱或退款支票 份以 閣下名義或以香港結算代理人名義登 則除外; • 記; 同意獲配發的香港發售股份是以香港結算代理
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同意獲配發的香港發售股份是以香港結算代理 人的名義發行,並直接存入中央結算系統,以 便記存於 閣下的投資者戶口持有人股份戶口 或 閣下指定的中央結算系統參與者股份戶口;
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同意遵守本公司組織章程大綱及細則、公司
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(清盤及雜項條文)條例及公司法;
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確認 閣下已細閱招股章程及本申請表格所載 的條款及條件與申請手續,並同意受其約束;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
本公司預期於 2015 年 3 月 11 日(星期三)在南華早 報(英文)、香港經濟日報(中文)、聯交所網站 www.hkexnews.hk 及本公司網站 www.hkbnltd.net 公 佈協定發售價、國際發售踴躍程度、香港公開發售 與人才發售的認購水平以及香港發售股份與人才 發售股份分配基準。香港公開發售的分配結果以 及獲接納申請人的香港身份證號碼╱護照號碼╱ 香港商業登記號碼(如適用)亦會於上述網站公佈。
• 同意香港結算及香港結算代理人各自保留權利 本公司預期於 2015 年 3 月 11 日(星期三)在南華早 (1)不接納以香港結算代理人名義發行獲配發的 報(英文)、香港經濟日報(中文)、聯交所網站 任何或部分股份,或不接納獲配發的股份存入 www.hkexnews.hk 及本公司網站 www.hkbnltd.net 公 中央結算系統;(2)安排該等獲配發的股份從中 佈協定發售價、國際發售踴躍程度、香港公開發售 央結算系統提取,並以 閣下名義發行,有關 與人才發售的認購水平以及香港發售股份與人才 風險及費用概由 閣下自行承擔;及(3)安排該 發售股份分配基準。香港公開發售的分配結果以 等獲配發的股份以 閣下名義發行(或屬聯名 及獲接納申請人的香港身份證號碼╱護照號碼╱ 申請人,則以排名首位申請人的名義發行), 香港商業登記號碼(如適用)亦會於上述網站公佈。 而在此情況下,會以普通郵遞方式將該等獲配 發股份的股票寄往 閣下在申請表格上所示地 如 閣下成功申請認購香港發售股份(全部或部分) 址(郵誤風險概由 閣下自行承擔)或由 閣下 如 閣下的申請全部或部分獲接納, 閣下的股 領取該等股票; 票(前提是2015年3月12日(星期四)上午八時正香港 • 同意香港結算及香港結算代理人均可調整以香 公開發售已成為無條件且並無終止,股票成為有 港結算代理人名義發行的獲配發股份數目; 效的所有權證明)將以香港結算代理人名義發出, • 同意香港結算及香港結算代理人對招股章程及 並按 閣下在申請表格的指示於2015年3月11日(星 本申請表格並無載列的資料及陳述概不負責; 期三)或在特別情況下由香港結算或香港結算代理 • 同意香港結算及香港結算代理人無論如何毋須 人決定的任何其他日期直接存入中央結算系統, 對 閣下負責; 記存於 閣下的中央結算系統投資者戶口持有人 • 聲明及表示此乃本人╱吾等為本身或本人╱吾 股份戶口或 閣下指定的中央結算系統參與者股 等為其利益提出申請人士的利益提出及擬提出 份戶口。 • 的唯一申請; 如 閣下透過中央結算系統投資者戶口持有人 • 明白本公司、董事及聯席全球協調人將依 以外的指定中央結算系統參與者提出申請:香 據 閣下的聲明及陳述決定是否向 閣下配發 港發售股份將存入 閣下指定的中央結算系統 任何香港發售股份, 閣下如作出虛假聲明, 參與者(非中央結算系統投資者戶口持有人)股 可能會被檢控; 份戶口, 閣下可向該中央結算系統參與者查 • (如本申請為 閣下本身的利益提出)保證 閣 詢 閣下獲配發的香港發售股份數目。 • 下或作為 閣下代理的任何人士或任何其他人 如 閣下以中央結算系統投資者戶口持有人身 士不曾亦不會為 閣下利益以 白色 或 黃色 申請 份提出申請:本公司預期於2015年3月11日(星 表格或向香港結算或透過 網上白表 服務發出電 期三)在南華早報(英文)及香港經濟日報(中 子認購指示而提出其他申請;及 文)刊登中央結算系統投資者戶口持有人的申 • (倘 閣下作為代理為他人利益提出申請)保證 請結果及香港公開發售結果。 閣下應查閱 (i) 閣下作為代理或為該人士利益或該人士或 本公司刊發的公告,如有任何資料不符,請於 任何其他作為該人士代理的人士並無亦不會以 2015年3月11日(星期三)下午五時正前或香港 白色 或 黃色 申請表格或向香港結算發出 電子認 結算或香港結算代理人決定的任何其他日期 購指示 提出其他申請(合資格人才(並非合資格 下午五時正前知會香港結算。緊隨香港發售股 持股管理人員)亦可使用 粉紅色 申請表格額外 份存入 閣下的股份戶口後, 閣下即可透過 申請人才發售股份除外);及(ii) 閣下獲正式 「結算通」電話系統及中央結算系統互聯網系統 授權作為該人士的代理代為簽署本申請表格或 (根據香港結算當時有效的「投資者戶口操作簡 。 發出 電子認購指示 介」所載程序)查詢 閣下的新戶口結餘。香港 結算亦將向 閣下提供一份活動結單,列出存 丁、授權書 入 閣下股份戶口的香港發售股份數目。 如 閣下透過授權代理人提出申請,本公司及聯 席全球協調人可按其認為合適的任何條件(包括出 本公司不會就申請時繳付的款項發出收據,亦不 示代理人獲授權證明)酌情接納或拒絕 閣下的申 會發出臨時所有權文件。 請。 退回款項 釐定發售價及香港發售股份的分配 若 閣下未獲分配任何香港發售股份或申請僅部 預期發售價會於2015年3月5日(星期四)或前後釐 分獲接納,本公司將不計利息退回 閣下相應部 定。申請人須繳付每股香港發售股份9.00港元的最 份的申請股款(包括相關的1%經紀佣金、0.0027%1%經紀佣金、0.0027%經紀佣金、0.0027%0.0027% 高發售價,另加1%經紀佣金、0.0027%證監會交易 證監會交易徵費及0.005%聯交所交易費)。如發售0.005%聯交所交易費)。如發售聯交所交易費)。如發售 徵費及0.005%聯交所交易費。倘若本公司與聯席全 價低於最高發售價,本公司將不計利息退回多收 球協調人(代表包銷商)並無於2015年3月11日(星期 申請股款(包括相關的 1%經紀佣金、0.0027%證監經紀佣金、0.0027%證監0.0027%證監證監 三)或之前協定發售價,全球發售將不會進行並將 會交易徵費及0.005%聯交所交易費)。有關退款程0.005%聯交所交易費)。有關退款程聯交所交易費)。有關退款程 告失效。 序載於招股章程「如何申請香港發售股份及人才發
若 閣下未獲分配任何香港發售股份或申請僅部 分獲接納,本公司將不計利息退回 閣下相應部 份的申請股款(包括相關的1%經紀佣金、0.0027%1%經紀佣金、0.0027%經紀佣金、0.0027%0.0027% 證監會交易徵費及0.005%聯交所交易費)。如發售0.005%聯交所交易費)。如發售聯交所交易費)。如發售 價低於最高發售價,本公司將不計利息退回多收 申請股款(包括相關的 1%經紀佣金、0.0027%證監經紀佣金、0.0027%證監0.0027%證監證監 會交易徵費及0.005%聯交所交易費)。有關退款程0.005%聯交所交易費)。有關退款程聯交所交易費)。有關退款程 序載於招股章程「如何申請香港發售股份及人才發 售股份」一節「G.發送╱領取股票╱電子自動退款指 示╱退款支票」。
截止登記認購申請前,概不處理香港發售股份的 申請,亦不配發任何香港發售股份。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs 3. Transfer of personal data the applicant for, and holder of, Hong Kong Offer Shares, Personal data held by the Company and its Share Registrar of the policies and practices of the Company and its Share relating to the securities holders will be kept confidential Registrar in relation to personal data and the Personal Data but the Company and its Share Registrar may, to the (Privacy) Ordinance (Chapter 486 of the Laws of Hong extent necessary for achieving any of the above purposes, Kong) (the “Ordinance”). disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the 1. Reasons for the collection of your personal data following: It is necessary for applicants and registered holders of • the Company’s appointed agents such as financial securities to supply correct personal data to the Company advisers, receiving bankers and overseas principal or its agents and the Share Registrar when applying for share registrar; securities or transferring securities into or out of their • where applicants for securities request a deposit into names or in procuring the services of the Share Registrar. CCASS, HKSCC or HKSCC Nominees, who will Failure to supply the requested data may result in your use the personal data for the purposes of operating application for securities being rejected, or in delay or CCASS; the inability of the Company or its Share Registrar to • any agents, contractors or third-party effect transfers or otherwise render their services. It may service providers who offer administrative, also prevent or delay registration or transfers of the Hong telecommunications, computer, payment or other Kong Offer Shares which you have successfully applied services to the Company or the Share Registrar in for and/or the dispatch of share certificate(s) and/or refund connection with their respective business operation; cheque(s) to which you are entitled. • the Stock Exchange, the SFC and any other statutory It is important that securities holders inform the Company regulatory or governmental bodies or otherwise as and the Share Registrar immediately of any inaccuracies in required by laws, rules or regulations; and the personal data supplied. • any persons or institutions with which the securities’ holders have or propose to have dealings, such as 2. Purposes their bankers, solicitors, accountants or stockbrokers The personal data of the securities holders may be used, etc. held, processed, and/or stored (by whatever means) for the following purposes: 4. Retention of personal data • processing your application and refund cheque, where The Company and its Share Registrar will keep the applicable, verification of compliance with the terms personal data of the applicants and holders of securities and application procedures set out in this Application for as long as necessary to fulfil the purposes for which Form and the Prospectus and announcing results of the personal data were collected. Personal data which allocation of the Hong Kong Offer Shares; is no longer required will be destroyed or dealt with in • compliance with applicable laws and regulations in accordance with the Ordinance. Hong Kong and elsewhere; • registering new issues or transfers into or out of 5. Access to and correction of personal data the names of securities’ holders including, where Securities holders have the right to ascertain whether the applicable, HKSCC Nominees; Company or the Share Registrar hold their personal data, • maintaining or updating the register of securities’ to obtain a copy of that data, and to correct any data that is holders of the Company; inaccurate. The Company and the Share Registrar have the • verifying securities holders’ identities; right to charge a reasonable fee for the processing of such • establishing benefit entitlements of securities’ holders requests. of the Company, such as dividends, rights issues, All requests for access to data or correction of data should bonus issues, etc.; be addressed to us, at our registered address disclosed in • distributing communications from the Company and the “Corporate Information” section of the Prospectus its subsidiaries; or as notified from time to time, for the attention of the • compiling statistical information and securities’ company secretary, or our Share Registrar for the attention holder profiles; of the privacy compliance officer. • disclosing relevant information to facilitate claims on entitlements; and By signing an Application Form or by giving electronic
All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Share Registrar for the attention of the privacy compliance officer. By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料
個人資料收集聲明
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此項個人資料收集聲明是向香港發售股份的申 3. 轉交個人資料 請人和持有人說明有關本公司及其證券登記處 本公司及其證券登記處所持有關證券持有人的 有關個人資料和香港法例第486章個人資料(私 個人資料將會保密,但本公司及其證券登記處 隱)條例(「條例」)方面的政策和慣例。 可以在為達到上述任何目的之必要情況下,向 下列任何人士披露、獲取或轉交(無論在香港境
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1. 收集 閣下個人資料的原因 內或境外)有關個人資料: •
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證券申請人及登記持有人以本身名義申請證券 本公司委任的代理人,例如財務顧問、收款 或轉讓或受讓證券時或尋求證券登記處的服務 銀行和主要海外證券登記處; •
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時,必須向本公司或其代理人及證券登記處提 (如證券申請人要求將證券存於中央結算系 供準確個人資料。 統)香港結算或香港結算代理人,彼等將會 未能提供所要求的資料可能導致 閣下申請 就中央結算系統的運作使用有關個人資料; •
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證券被拒或延遲,或本公司或其證券登記處無 向本公司或證券登記處提供與其各自業務 法落實轉讓或提供服務。此舉亦可能妨礙或延 營運有關的行政、電訊、電腦、付款或其他 遲登記或轉讓 閣下成功申請的香港發售股份 服務的任何代理人、承包商或第三方服務 及╱或寄發 閣下應得的股票及╱或退款支票。 供應商; •
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證券持有人所提供的個人資料如有任何錯誤, 聯交所、證監會及任何其他法定監管機關或 須立即通知本公司及證券登記處。 政府部門或遵照其他法例、規則或法規;及 • 證券持有人與其進行或擬進行交易的任何
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2. 目的 人士或機構,例如彼等的銀行、律師、會計 證券持有人的個人資料可被採用及以任何方式 師或股票經紀等。 持有、處理及╱或保存,以作下列用途: • 處理 閣下的申請及退款支票(如適用)、 4. 個人資料的保留 核實是否符合本申請表格及招股章程載列 本公司及其證券登記處將按收集個人資料所需 的條款和申請程序以及公佈香港發售股份 的用途保留證券申請人及持有人的個人資料。 的分配結果; 無需保留的個人資料將會根據條例銷毀或處理。
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• 遵守香港及其他地區的適用法律及法規;
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• 以證券持有人(包括香港結算代理人(如適 5. 查閱和更正個人資料 用))的名義登記新發行證券或轉讓或受讓 證券持有人有權確定本公司或證券登記處是否 證券; 持有其個人資料,並有權索取有關該資料的副
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• 存置或更新本公司證券持有人的名冊; 本並更正任何不準確資料。本公司和證券登記
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• 核實證券持有人的身份; 處有權就處理任何查閱資料的要求收取合理費
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• 確定本公司證券持有人的受益權利,例如 用。 股息、供股及紅股等; 所有查閱資料或更正資料的要求應按招股章程
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• 分發本公司及其附屬公司的通訊資料; 「公司資料」一節所披露或不時通知的本公司註
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• 編製統計數據和證券持有人資料; 冊地址送交公司秘書,或向本公司的證券登記
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• 披露有關資料以便作出權益索償;及 處的個人資料私隱事務主任提出。
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• 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及證券登記處能履行對證券持 閣下簽署申請表格或向香港結算發出電子認購 有人及╱或監管機構承擔的責任及╱或證 指示,即表示同意上述各項。 券持有人不時同意的任何其他目的。