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Hippo Holdings Inc. — Director's Dealing 2021
Aug 20, 2021
32330_dirs_2021-08-20_e66606c0-a05f-4c63-abdf-92c22b9aae6b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Hippo Holdings Inc. (HIPO)
CIK: 0001828105
Period of Report: 2021-08-04
Reporting Person: Pinkovezky Aviad (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-04 | Common Stock | A | 1970920 | — | Acquired | 1970920 | Indirect |
| 2021-08-04 | Common Stock | D | 300000 | — | Disposed | 1670920 | Indirect |
| 2021-08-04 | Common Stock | A | 139081 | — | Acquired | 139081 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-04 | Stock Option (Right to Buy) | $0.16 | A | 86929 | Acquired | 2028-01-23 | Common Stock (86929) | Direct |
| 2021-08-04 | Stock Option (Right to Buy) | $0.34 | A | 260787 | Acquired | 2029-01-22 | Common Stock (260787) | Direct |
| 2021-08-04 | Stock Option (Right to Buy) | $0.34 | A | 405674 | Acquired | 2029-05-14 | Common Stock (405674) | Direct |
| 2021-08-04 | Stock Option (Right to Buy) | $1.06 | A | 347716 | Acquired | 2030-12-03 | Common Stock (347716) | Direct |
Footnotes
F1: Pursuant to the business combination of Hippo Holdings Inc. (the "Issuer") and Hippo Enterprises Inc. ("Old Hippo"), each share of Old Hippo outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 6.95433 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Hippo equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Hippo equity awards.
F2: The original Form 4 filed by the Reporting Person on 8/4/2021 contained administrative errors. This Form 4/A corrects the aforementioned errors and accurately reflects the Reporting Person's ownership.
F3: Shares held by Pinkovezky 2019 Living Trust.
F4: Shares redeemed by the Issuer at a price per share of $10 in a transaction exempt pursuant to Rule 16b-3(e).
F5: Shares held by NORTH POINT TRUST COMPANY, LLC, as Trustee of the EDP FAMILY IRREVOCABLE TRUST dated April 3, 2021.
F6: 1/48th of the shares underlying the option vest on each monthly anniversary measured from January 23, 2018, subject to the Reporting Person continuing to provide services to the Issuer through the applicable vesting date.
F7: 1/48th of the shares underlying the option vest on each monthly anniversary measured from January 23, 2019, subject to the Reporting Person continuing to provide services to the Issuer through the applicable vesting date.
F8: 1/48th of the shares underlying the option vest on each monthly anniversary measured from May 13, 2019, subject to the Reporting Person continuing to provide services to the Issuer through the applicable vesting date.
F9: 1/48th of the shares underlying the option vest on each monthly anniversary measured from December 1, 2020, subject to the Reporting Person continuing to provide services to the Issuer through the applicable vesting date.