Hindalco Industries Ltd. — Director's Dealing 2022

Jun 21, 2022

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21[st] June, 2022

	21st June, 2022
	BSE Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai: 400 001 Scrip Code: 500440	National Stock Exchange of India Limited Exchange Plaza, 5th Floor Plot No. C/1, G Block Bandra Kurla Complex Bandra (East) Mumbai – 400 051 Scrip Code: HINDALCO
	Mr. Daniel Schammo Banque Internationale A Luxembourg Societe Anonyme 69, Route d’Esch L-2953 Luxembourg Fax No. 00 352 4590 2010 Tel. No. 00 3524590-1
	Dear Sir/ Madam,

Sub: Reporting to Stock Exchanges regarding violations under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct (CoC)

Ref: SEBI/HO/ISD/ISD/CIR/P/2020/135 circular dated 23rd July, 2020

With reference to the above, please find enclosed herewith report on violations under SEBI (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct by Designated persons and or their immediate relatives.

This is for your information.

Thanking You.

For Hindalco Industries Limited

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Anil Malik President & Company Secretary

Hindalco Industries Limited

6[th] & 7[th] Floor, Birla Centurion, Pandurang Budhkar Marg, Worli, Mumbai – 400030, India T:+91 22 66626666/62610555 | F:+912262610400/62610500 | W: www.hindalco.com Registered Office : Ahura Centre, 1[st] Floor, B wing, Mahakali Caves Road, Andheri (East), Mumbai – 400093, India

Corporate ID No: L27020MH1958PLC011238

Annexure A

Report by Hindalco Industries Limited for violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015.

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Sr No Particulars Details
1 Name of the listed company Hindalco Industries Limited
2 Please tick appropriate checkbox
Reporting in capacity of : √ Listed Listed Company
Company
☐ Intermediary
☐ Fiduciary
3 A. (1) Details of Designated Person (DP)
i. Name of the DP Mr. Jagdish Ramaswamy
ii. PAN of the DP ABLPJ3422H
iii. Designation of DP President
iv. Functional Role of DP Digital Commom
v. Whether DP is Promoter or belongs to No
Promoter Group
A. (2) Details of Designated Person (DP)
i. Name of the DP Mr. Ramesha Achary
ii. PAN of the DP ALYPA7694K
iii. Designation of DP Asst Manager
iv. Functional Role of DP CFD-Taxation
v. Whether DP is Promoter or belongs to No
Promoter Group
A. (3) Details of Designated Person (DP)
i. Name of the DP Mr. N. Jaishankar
ii. PAN of the DP ACFPS7915R
iii. Designation of DP Asst Manager
iv. Functional Role of DP Executive Secretary to Unit
Head
v. Whether DP is Promoter or belongs to No
Promoter Group
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Hindalco Industries Limited

6[th] & 7[th] Floor, Birla Centurion, Pandurang Budhkar Marg, Worli, Mumbai – 400030, India T:+91 22 66626666/62610555 | F:+912262610400/62610500 | W: www.hindalco.com Registered Office : Ahura Centre, 1[st] Floor, B wing, Mahakali Caves Road, Andheri (East), Mumbai – 400093, India

Corporate ID No: L27020MH1958PLC011238

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A. (4) Details of Designated Person (DP)
i. Name of the DP Mr. Anand Pawar
ii. PAN of the DP ALNPP1293N
iii. Designation of DP Vice President
iv. Functional Role of DP Unit HR
v. Whether DP is Promoter or belongs to No
Promoter Group
B2. Name of the immediate relative of DP Mr. Harish Achary
PAN of the immediate relative of DP AKKPH0621C
C. Details of transaction(s)
i. Name of the scrip Hindalco Industries
Limited (Equity)
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A. (4) Details of Designated Person (DP) i. Name of the DP Mr. Anand Pawar ii. PAN of the DP ALNPP1293N iii. Designation of DP Vice President iv. Functional Role of DP Unit HR v. Whether DP is Promoter or belongs to Promoter Group No B2. Name of the immediate relative of DP Mr. Harish Achary PAN of the immediate relative of DP AKKPH0621C C. Details of transaction(s) i. Name of the scrip Hindalco Industries Limited (Equity)	A. (4) Details of Designated Person (DP) i. Name of the DP Mr. Anand Pawar ii. PAN of the DP ALNPP1293N iii. Designation of DP Vice President iv. Functional Role of DP Unit HR v. Whether DP is Promoter or belongs to Promoter Group No B2. Name of the immediate relative of DP Mr. Harish Achary PAN of the immediate relative of DP AKKPH0621C C. Details of transaction(s) i. Name of the scrip Hindalco Industries Limited (Equity)	A. (4) Details of Designated Person (DP) i. Name of the DP Mr. Anand Pawar ii. PAN of the DP ALNPP1293N iii. Designation of DP Vice President iv. Functional Role of DP Unit HR v. Whether DP is Promoter or belongs to Promoter Group No B2. Name of the immediate relative of DP Mr. Harish Achary PAN of the immediate relative of DP AKKPH0621C C. Details of transaction(s) i. Name of the scrip Hindalco Industries Limited (Equity)
	No of shares traded and value (Rs.) (Date- wise)	i) Mr. Jagdish Ramaswamy sold 2 shares on 4th April, 2022 @Rs.568 per share during shut down period ii) Mr. Harish Achary brother of Mr. Ramesha Achary purchased 10 shares @ Rs. 495 per share on 26thApril, 2022 during shut down period iii) Mr. N Jaishankar made the following purchase transactions during the shut – down period a)5 shares @ Rs. 444 /- per share on 6th May, 2022. b) 5 shares @ Rs. 429 /- per share on 10th May, 2022. c) 2 shares @ Rs. 406 /- per share on 12th May, 2022. d) 2 shares @ Rs. 395 /- per share on 13th May, 2022 iv) Mr. Anand Pawar purchased 159 shares during the shutdown period as per the following: (a) 50 shares @ Rs. 545 /- each on 20thApril, 2022 (b) 9 shares @ Rs. 514 /- each on 22ndApril, 2022

Hindalco Industries Limited

6[th] & 7[th] Floor, Birla Centurion, Pandurang Budhkar Marg, Worli, Mumbai – 400030, India T:+91 22 66626666/62610555 | F:+912262610400/62610500 | W: www.hindalco.com Registered Office : Ahura Centre, 1[st] Floor, B wing, Mahakali Caves Road, Andheri (East), Mumbai – 400093, India

Corporate ID No: L27020MH1958PLC011238

		(c) 25 shares @ Rs. 484 /- each on 28thApril, 2022 (d) 50 shares @ Rs. 427 /- each on 11thMay, 2022 (e) 25 shares @ Rs. 406 /- each on 13thMay, 2022
	D. In case value of trade(s) is more than Rs.10 lacs in a calendar quarter
	i. Date of intimation of trade(s) by concerned DP/director/promoter/promoter group to Company under regulation 7 of SEBI (PIT) Regulations, 2015	NA
	ii. Date of intimation of trade(s) by Company to stock exchanges under regulation 7 of SEBI (PIT) Regulations, 2015	NA
4.	Details of violations observed under Code of Conduct	Trading in the above securities of the Company were undertaken during the shut down period.
5.	Action taken by Listed company/ Intermediary/ Fiduciary	Committee has decided to issue written warning and penalty in line with Code of Conduct
6.	Reasons recorded in writing for taking action stated above	The Committee reviewed and took the following action 1. Mr Jagdish Ramaswamy was levied penalty amounting to Rs. 10,000 and also issued warning letter 2. Mr. Ramesha Achary was levied a penalty amounting Rs 10,000 and also issued a warning letter 3. Mr. N.Jaishankar was levied a penalty of Rs. 10,000 and also issued a warning letter 4. Mr. Anand Pawar was levied a penalty of Rs. 10,000 and also issued a warning letter

Hindalco Industries Limited

6[th] & 7[th] Floor, Birla Centurion, Pandurang Budhkar Marg, Worli, Mumbai – 400030, India T:+91 22 66626666/62610555 | F:+912262610400/62610500 | W: www.hindalco.com Registered Office : Ahura Centre, 1[st] Floor, B wing, Mahakali Caves Road, Andheri (East), Mumbai – 400093, India

Corporate ID No: L27020MH1958PLC011238

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7. Details of the previous instances of N.A
violations, if any, since last financial year
8. If any amount collected for Code of Conduct violation(s)
i. Mode of transfer to SEBI - IPEF (Online/Demand Draft) NA
ii. Details of transfer/payment
In case of Online:
Particulars Details Details
Name of the -----------
transferor
Bank Name, branch
and Account number
UTR /Transaction
Reference Number
Transaction date
Transaction Amount
(in Rs.)
In case of Demand Draft (DD)
Particulars Details
Bank Name and
branch
DD Number
DD date
DD amount (in Rs.)
9. Any other relevant information --------
Date:21 [st] June, 2022
Place: Mumbai
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For Hindalco Industries Limited

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Anil Malik President & Company Secretary

6[th] & 7[th] Floor, Birla Centurion, Pandurang Budhkar Marg, Worli, Mumbai – 400030, India T:+91 22 66626666/62610555 | F:+912262610400/62610500 | W: www.hindalco.com Registered Office : Ahura Centre, 1[st] Floor, B wing, Mahakali Caves Road, Andheri (East), Mumbai – 400093, India

Hindalco Industries Limited

Corporate ID No: L27020MH1958PLC011238