Himax Technologies, Inc. — Major Shareholding Notification 2011

Jan 31, 2011

SC 13G/A 1 dp20926_sc13ga-jwu.htm FORM SC 13G/A

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

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SCHEDULE 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and

Amendments Thereto Filed Pursuant to Rule 13d-2(b)

Under the Securities Exchange Act of 1934

(Amendment No. 5)

Himax Technologies, Inc.
(Name of Issuer)
Ordinary Shares, par value US$0.3 per share
(Title of Class of Securities)
43289P106
(CUSIP Number)
December 31, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d – 1(b)

o Rule 13d – 1(c)

EFPlaceholder x Rule 13d – 1(d)

SCHEDULE 13G

CUSIP No. 43289P106 Page 2 of 9 Pages

1	NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
	Jordan Wu
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP	(a) o
		(b) x
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Republic of China

Number of Shares Beneficially Owned By Each Reporting Person With	SOLE VOTING POWER
	24,959,922 (See item 4)
6	SHARED VOTING POWER
	667,600 (See item 4)
7	SOLE DISPOSITIVE POWER
	24,959,922 (See item 4)
8	SHARED DISPOSITIVE POWER
	667,600 (See item 4)

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	25,627,522 (See item 4)
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
	o
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	7.2% (See item 4)
12	TYPE OF REPORTING PERSON
	IN

2

CUSIP No. 43289P106 Page 3 of 9 Pages

1	NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
	Arch Finance Ltd.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP	(a) o
		(b) x
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	British Virgin Islands

Number of Shares Beneficially Owned By Each Reporting Person With	SOLE VOTING POWER
	18,378,868
6	SHARED VOTING POWER
	0
7	SOLE DISPOSITIVE POWER
	18,378,868
8	SHARED DISPOSITIVE POWER
	0

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	18,378,868
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
	o
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	5.2%
12	TYPE OF REPORTING PERSON
	CO

3

CUSIP No. 43289P106 Page 4 of 9 Pages

1	NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
	Shu Chuan Investment Co., Ltd.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP	(a) o
		(b) x
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Republic of China

Number of Shares Beneficially Owned By Each Reporting Person With	SOLE VOTING POWER
	5,980,730
6	SHARED VOTING POWER
	0
7	SOLE DISPOSITIVE POWER
	5,980,730
8	SHARED DISPOSITIVE POWER
	0

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	5,980,730
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
	o
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	1.7%
12	TYPE OF REPORTING PERSON
	CO

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Item 1(a). Name of Issuer .

Himax Technologies, Inc.

Item 1(b). Address of Issuer’s Principal Executive Offices .

The address of the principal executive offices of Himax Technologies, Inc. is No. 26, Zih Lian Road, Sinshih District, Tainan City 74148, Taiwan, the Republic of China.

Item 2(a). Name of Person Filing .

Jordan Wu

Arch Finance Ltd.

Shu Chuan Investment Co., Ltd.

Item 2(b). Address of Principal Business Office or, if None, Residence .

The address of the principal business office of Jordan Wu is No. 26, Zih Lian Road, Sinshih District, Tainan City 74148, Taiwan, the Republic of China.

The address of the principal business office of Arch Finance Ltd. is Akara Building, 24 De Castro Street, Wickhams Cat I, Road Town, Tortola, British Virgin Islands.

The address of the principal business office of Shu Chuan Investment Co., Ltd. is 5F-3, No. 248, Sec. 3, Nanjing E. Road, Songshan District, Taipei City 105, Taiwan, the Republic of China.

Item 2(c). Citizenship .

Jordan Wu is a citizen of the Republic of China.

Arch Finance Ltd. is incorporated under the laws of the British Virgin Islands.

Shu Chuan Investment Co., Ltd. is incorporated under the laws of the Republic of China.

Item 2(d). Title of Class of Securities .

Ordinary Shares, par value US$0.3 per Share (the “Shares”).

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Item 2(e). CUSIP Number .

43289P106

Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

(a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

(e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);

(j) o A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k) o Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________

Item 4. Ownership .

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(a), (b) and (c)

Jordan Wu directly owns 600,324 Shares, representing approximately 0.2% of the outstanding Shares. Jordan Wu beneficially owns 18,378,868 Shares and 5,980,730 Shares through Arch Finance Ltd. and Shu Chuan Investment Co., Ltd, respectively, both of which are investment companies controlled by Jordan Wu. In effect, Jordan Wu has sole power to vote and dispose of 24,959,922 Shares. In addition, Jordan Wu may be deemed to have shared power to vote and dispose of 667,600 Shares held by certain of his children. As a result, Jordan Wu may be deemed to beneficially own an aggregate of 25,627,522 Shares, representing approximately 7.2% of the outstanding Shares.

Arch Finance Ltd. directly owns 18,378,868 Shares, representing approximately 5.2% of the outstanding Shares. Arch Finance Ltd. has sole power to vote and dispose of 18,378,868 Shares.

Shu Chuan Investment Co., Ltd. directly owns 5,980,730 Shares, representing approximately 1.7% of the outstanding Shares. Shu Chuan Investment Co., Ltd. has sole power to vote and dispose of 5,980,730 Shares.

ITEM 5. Ownership of Five Percent or Less of the Class .

Not applicable.

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person .

Not applicable.

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company .

Not applicable.

ITEM 8. Identification and Classification of Members of the Group .

Not applicable.

ITEM 9. Notice of Dissolution of Group .

Not applicable.

ITEM 10. Certification .

Not applicable.

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: January 31, 2011

By:
Name:	Jordan Wu

/s/ Jordan Wu
Name:	Jordan Wu
Title:	Director

/s/ Jordan Wu
Name:	Jordan Wu
Title:	Director

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Exhibit A

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto) with respect to the Shares of Himax Technologies, Inc. and further agree that this agreement be included as an exhibit to such filing. In evidence there of, each of the undersigned hereby executed this Agreement on January 31, 2011.

By:
Name:	Jordan Wu

/s/ Jordan Wu
Name:	Jordan Wu
Title:	Director

/s/ Jordan Wu
Name:	Jordan Wu
Title:	Director

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