Himax Technologies, Inc. — Major Shareholding Notification 2010

Feb 8, 2010

SC 13G/A 1 dp16397_sc13ga4-bs.htm FORM SC 13G/A

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON , DC 20 5 49

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SCHEDULE 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and

Amendments Thereto Filed Pursuant to Rule 13d-2 (b)

Under the Secu rities Exchange Act of 1934

(Amendment No. 4 )

| Himax Technologies,

Inc.
(Name of
Issuer)
Ordinary Shares, par value US$0. 3 per
share
(Title of Class of
Securities)
43289P106
(CUSIP
Number)
December 31, 200 9
(Date of Event Which Requires Filing of
t his
Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d – 1(b)

o Rule 13d – 1(c)

x Rule 13d – 1(d)

SCHEDULE 13G

CUSIP No. 43289P106 Page 2 of 7 Pages

| 1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | --- | --- | --- | | | Biing-Seng Wu | | | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | | | | (b) x | | 3 | SEC USE ONLY | | | 4 | CITIZENSHIP OR P LACE OF ORGANIZATION | | | | Republic of China | |

| Number of Shares Beneficially Owned By Each Reporting Person With | SOLE VOTI N G POWER | | --- | --- | | | 66 , 437 , 944 (See item 4) | | 6 | SHARED VOTING POWER | | | 1,154,400 (See item 4) | | 7 | SOLE DISPOSITIVE POWER | | | 66 , 437 , 944 (See i tem 4) | | 8 | SHARED DISPOSITIVE POWER | | | 1,154,400 (See item 4) |

| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | --- | --- | --- | | | 67 , 592 , 344 (See item 4) | | | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o | | 11 | PERC ENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | | 1 8 . 9 % (See item 4) | | | 12 | TYPE OF REPORTING PERSON | | | | IN | |

Page 2 of 7

CUSIP No. 43289P106 Page 3 of 7 Pages

| 1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | --- | --- | --- | | | Sanfair Asia Investments Ltd. | | | 2 | CHECK THE APPROPR IATE BOX IF A MEMBER OF A GROUP | (a) o | | | | (b) x | | 3 | SEC USE ONLY | | | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | British Virgin Islands | |

| Number of Shares Beneficially Owned By Ea ch Reporting Person With | SOLE VOTING POWER | | --- | --- | | | 36 , 705 , 036 | | 6 | SHARED VOTING POWER | | | 0 | | 7 | SOLE DISPOSITIVE POWER | | | 36 , 705 , 036 | | 8 | SHARED DISPOSITIVE POWER | | | 0 |

| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | --- | --- | --- | | | 36 , 705 , 036 | | | 10 | CHECK B OX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o | | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | | 10. 3 % | | | 12 | TYPE OF REPORTING PERSON | | | | CO | |

Page 3 of 7

CUSIP No. 43289P106 Page 4 of 7 Pages

| 1 | NAME OF REP ORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | --- | --- | --- | | | Chi-Duan Investment Co. Ltd. | | | 2 | CHECK THE APPROPR IATE BOX IF A MEMBER OF A GROUP | (a) o | | | | (b) x | | 3 | SEC USE ONLY | | | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | Republic of China | |

| Number of Shares Beneficially Owned By Each Reporting Person With | SOLE VOTING POWER | | --- | --- | | | 29 , 412 , 096 | | 6 | SHARED VOTING POWER | | | 0 | | 7 | SOLE DISPOSITIVE POWER | | | 29 , 412 ,0 96 | | 8 | SHARED DISPOSITIVE POWER | | | 0 |

| 9 | AGGREGATE AMOUNT BENEFICIA LLY OWNED BY EACH REPORTING PERSON | | | --- | --- | --- | | | 29 , 412 , 096 | | | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CE RTAIN SHARES | o | | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | | 8 . 2 % | | | 12 | TYPE OF REPORTING PERSON | | | | CO | |

Page 4 of 7

Item 1(a ). Name of Issuer .

Himax Technologies, Inc.

| Item

1(b).
The address of the principal
executive offices is No. 26, Zih Lian Road , Tree Valley Park Sinshih Township , Tainan County 74 1 4 8 Taiwan , the Republic of China .

Item 2(a). Name of Person Filing .

Biing-Seng Wu

Sanfair Asia Investments Ltd.

Chi-Duan Investment Co. Ltd.

Item 2(b). Address of Principal Business Office or, if None, Residence .

The address of the principal business office of Biing-Seng Wu is No. 26, Zih Lian Road , Tree Valley Park , Sinshih Township , Tainan County 74 1 4 8 , Taiwan , the Republic of China .

The address of the principal business office of Sanfair Asia Investments Ltd . is Akara Building , 24 De Castro Street , Wickhams Cat I, Road Town , Tor tola, British Virgin Islands .

The address of the principal business office of Chi-Duan Investment Co. Ltd. is 1F, No. 70, Kaiyuan Rd., North District, Tainan City 704, Taiwan , the Republic of China .

Item 2(c). Citizenship .

Biing-Seng Wu is a citizen of the Republic of China .

Sanfair Asia Investments Ltd . is incorporated under the laws of the British Virgin Islands .

Chi-Duan Investment Co. Ltd. is incorporated under the laws of the Republic of China.

Item 2(d). Title of Class of Securities .

Ordinary Shares, par value US $ 0. 3 per Share (the “ Shares” ) .

Page 5 of 7

Item 2(e). CUSIP Number .

43289P106

ITEM 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

(a) o Broker or dealer registered under s ection 15 of the Act (15 U.S.C. 78o);

(b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d) o Investmen t company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

(e) o An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f) o An employee benefit plan or endowment fund in accor dance with § 240.13d-1(b)(1)(ii)(F);

(g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

( i ) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);

(j) o A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k ) o Group, in accordance with § 240.13d-1(b)(1)(ii)(K) .

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________

ITEM 4. Ownership .

Page 6 of 7

(a) , (b) and (c)

Biing-Seng Wu directly owns 320 , 812 Shares, representing approximately 0.1 % of the outstanding Shares. Biing-Seng Wu beneficially owns 36 , 705 , 036 Shares and 29 , 412 , 0 96 Shares thro ugh Sanfair Asia Investments Ltd . and Chi-Duan Investment Co. Ltd. , respectively, b oth of which are investment companies controlled by Biing-Seng Wu . In effect, Biing-Seng Wu has sole power to vote and dispose of 66 , 437 , 944 Shares. In addition, Biing-Seng Wu may be deemed to have shared power to vote and dispose of 1,154,400 Shares held by certain of hi s children. As a result, Biing-Seng Wu may be deemed to beneficially own an aggregate of 67 , 592 , 344 Shares, representing approximately 1 8 . 9 % of the outstanding Shares.

Sanfair Asia Investments Ltd . directly owns 36 , 70 5 ,0 36 Shares, representing approximately 10. 3 % of the outstanding Shares. Sanfair Asia Investments Ltd . has sole power to vote and dispose of 36 , 705 , 036 Shares.

Chi-Duan Investment Co. Ltd. directly owns 29 , 412 ,0 96 Shares, representing approximately 8 . 2 % of the outstanding Shares. Chi-Duan Investment Co. Ltd . has sole power to vote and dispose of 29 , 412 ,0 96 Shares.

ITEM 5. Ownership of Five Percent or Less of the Class .

Not applicable.

ITEM 6. Ownership of More than Five Percent on Behalf of Another Pers on .

Not applicable.

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company .

Not applicable.

ITEM 8. Identification and Classification of Members of the Group .

Not applicable.

ITEM 9. Notice of Dissolution of Group .

Not applicable.

ITEM 10. Certification .

Not applicable.

Page 7 of 7

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

By:
Name:	Biing-Seng Wu

| /s/ Biing-Seng

Wu
Name:	Biing-Seng
Wu
Title:	Director

| /s/ Biing-Seng

Wu
Name:	Biing-Seng Wu
Title:	Director

Exh ibit A

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto) with res pect to the Shares of Himax Technologies, Inc . and further agree that this agreement be included as an exhibit to such filing. In evidence there of, each of the undersigned hereby executed this Agreement on February 8 , 20 10 .

By:
Name:	Biing-Seng Wu

| /s/ Biing-Seng

Wu
Name:	Biing-Seng Wu
Title:	Director

| /s/ Biing-Seng

Wu
Name:	Biing-Seng Wu
Title:	Director