Himax Technologies, Inc. — Major Shareholding Notification 2010

Feb 8, 2010

SC 13G/A 1 dp16398_sc13ga4-jordan.htm FORM SC 13G/A

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON , DC 20 5 49

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SCHEDULE 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and

Amendments Thereto Filed Pursuant to Rule 13d-2 (b)

Under the Secu rities Exchange Act of 1934

(Amendment No. 4 )

| Himax Technologies,

Inc.
(Name of
Issuer)
Ordinary Shares, par value US$0. 3 per
share
(Title of Class of
Securities)
43289P106
(CUSIP
Number)
December 31, 200 9
(Date of Event Which Requires Filing of
t his
Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d – 1(b)

o Rule 13d – 1(c)

x Rule 13d – 1(d)

SCHEDULE 13G

CUSIP No. 43289P106 Page 2 of 7 Pages

| 1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | --- | --- | --- | | | Jordan Wu | | | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | | | | (b) x | | 3 | SEC USE ONLY | | | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | Republic of China | |

| Number of Shares Beneficially Owned By Each Reporting Person With | SOLE VOTING POWER | | --- | --- | | | 24 , 804 , 868 (See item 4) | | 6 | SHARED VOTING POWER | | | 66 7 , 6 00 (See item 4) | | 7 | SOLE DISPOSITIVE POWER | | | 24 , 804 , 868 (See item 4) | | 8 | SHARED DISPOSITIVE POWER | | | 66 7 , 6 00 (See item 4) |

| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | --- | --- | --- | | | 25 , 472 , 468 (See item 4) | | | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o | | 11 | PERCENT OF C LASS REPRESENTED BY AMOUNT IN ROW (9) | | | | 7 . 1 % (See item 4) | | | 12 | TYPE OF REPORTING PERSON | | | | IN | |

Page 2 of 7

CUSIP No. 43289P106 Page 3 of 7 Pages

| 1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | --- | --- | --- | | | Arch Fi nance Ltd. | | | 2 | CHECK THE APPROPR IATE BOX IF A MEMBER OF A GROUP | (a) o | | | | (b) x | | 3 | SEC USE ONLY | | | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | British Virgin Islands | |

| Number of Shares Beneficially Owned By Each Reporting Person W ith | SOLE VOTING POWER | | --- | --- | | | 1 8, 3 78 , 868 | | 6 | SHARED VOTING POWER | | | 0 | | 7 | SOLE DISPOSITIVE POWER | | | 1 8,3 78 , 868 | | 8 | SHARED DISPOSITIVE POWER | | | 0 |

| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | --- | --- | --- | | | 1 8,3 78 , 868 | | | 10 | CHECK BOX IF THE AGGREGATE A MOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o | | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | | 5.1 % | | | 12 | TYPE OF REPORTING PERSON | | | | CO | |

Page 3 of 7

CUSIP No. 43289P106 Page 4 of 7 Pages

| 1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | --- | --- | --- | | | Shu Chuan Investment Co., Ltd. | | | 2 | CHECK THE APPROPR IATE BOX IF A MEMBER OF A GROUP | (a) o | | | | (b) x | | 3 | SEC USE ONLY | | | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | Republic of China | |

| N umber of Shares Beneficially Owned By Each Reporting Person With | SOLE VOTING POWER | | --- | --- | | | 5 ,9 80 , 730 | | 6 | SHARED VOTING POWER | | | 0 | | 7 | SOLE DISPOSITIVE POWER | | | 5 ,9 80 , 730 | | 8 | SHARED DISPOSITIVE POWER | | | 0 |

| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPO RTING PERSON | | | --- | --- | --- | | | 5 ,9 80 , 730 | | | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CE RTAIN SHARES | o | | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | | 1. 7 % | | | 12 | TYPE OF REPORTING PERSON | | | | CO | |

Page 4 of 7

Item 1(a). Name of Issuer .

Hima x Technologies, Inc.

Item 1(b). Address of Issuer ’ s Principal Executive Offices .

The address of the principal executive offices is

No. 26, Zih Lian Road , Tree Valley Park

Sinshih Township , Tainan County 74 1 4 8

Taiwan , the Republic of China .

Item 2(a). Nam e of Person Filing .

Jordan Wu

Arch Finance Ltd.

Shu Chuan Investment Co., Ltd.

Item 2(b). Address of Principal Business Office or, if None, Residence .

The address of the principal business office of Jordan Wu is No. 26, Zih Lian Road , Tree Valley Park , Sin shih Township , Tainan County 74 1 4 8 , Taiwan , the Republic of China .

The address of the principal business office of Arch Finance Ltd . is Akara Building , 24 De Castro Street , Wickhams Cat I, Road Town , Tortola, British Virgin Islands .

The address of the pri ncipal business office of Shu Chuan Investment Co. , Ltd. is 5F-3, No. 248, Sec. 3, Nanjing E. Road, Songshan District, Taipei City 105, Taiwan , the Republic of China .

Item 2(c). Citizenship .

Jordan Wu is a citizen of the Republic of China .

Arch Finance Ltd . is incorporated under the laws of the British Virgin Islands .

Shu Chuan Investment Co. , Ltd. is incorporated under the laws of the Republic of China.

Item 2(d). Title of Class of Securities .

Ordinary Shares, par value US $ 0. 3 per Share (the “ Shares” ) .

Page 5 of 7

Ite m 2(e). CUSIP Number .

43289P106

ITEM 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

(a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d) o Investment company registered under section 8 of the In vestment Company Act of 1940 (15 U.S.C 80a-8);

(e) o An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f) o An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) o A ch urch plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);

(j) o A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k) o Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________

ITEM 4. Ownership .

Page 6 of 7

(a), (b) and (c)

Jordan Wu directly owns 445 , 270 Shares, representing approximately 0. 1 % of the outstanding Shares. J ordan Wu beneficially owns 1 8, 3 78 , 868 Shares and 5 ,9 8 0, 730 Shares thro ugh Arch Finance Ltd . and Shu Chuan Investment Co. , Ltd. , respectively, b oth of which are investment companies control led by Jordan Wu . In effect, Jordan Wu has sole power to vote and dispose of 24 , 804 , 868 Shares. In addition, Jordan Wu may be deemed to have shared power to vote and dispose of 66 7 , 6 0 0 Shares held by certain of his children. As a result, Jordan Wu may b e deemed to beneficially own an aggregate of 25 , 472 , 468 Shares, representing approximately 7.1 % of the outstanding Shares.

Arch Finance Ltd . directly owns 1 8,3 78 , 868 Shares, representing approximately 5 . 1 % of the outstanding Shares. Arch Finance Ltd . has sole power to vote and dispose of 1 8,3 78 , 868 Shares.

Shu Chuan Investment Co. , Ltd. directly owns 5 ,9 80 , 730 Shares, representing approximately 1. 7 % of the outstanding Shares. Shu Chuan Investment Co., Ltd . has sole power to vote and dispose of 5 ,9 80 , 730 S hares.

ITEM 5. Ownership of Five Percent or Less of the Class .

Not applicable.

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person .

Not applicable.

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company .

Not applicable.

ITEM 8. Identification and Classification of Members of the Group .

Not applicable.

ITEM 9. Notice of Dissolution of Group .

Not applicable.

ITEM 10. Certification .

Not applicable.

Page 7 of 7

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

By:
Name:	Jordan Wu

| /s/ Jordan

Wu
Name:	Jordan Wu
Title:	D irector

| /s/ Jordan

Wu
Name:	Jordan Wu
Title:	Director

Exhibit A

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto) with respect to the Shares of Himax Technologies, Inc . and further agree that this agreement be included as an exhibit to such filing. In evidence t here of, each of the undersigned hereby executed this Agreement on February 8 , 20 10 .

By:
Name:	Jordan Wu

| /s/ Jordan

Wu
Name:	Jordan Wu
Title:	Director

/s/ Jordan Wu
Name:	Jordan Wu
Title:	Director