Himax Technologies, Inc.

Major Shareholding Notification • Feb 6, 2009

SC 13G/A 1 dp12434_sc13ga3-jwu.htm FORM SC 13G/A - AMENDMENT NO. 3

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and

Amendments Thereto Filed Pursuant to Rule 13d-2(b)

Under the Securities Exchange Act of 1934

(Amendment No. 3)

| Himax
Technologies, Inc. |
| --- |
| (Name
of Issuer) |
| Ordinary
Shares, par value US$0.0001 per share |
| (Title
of Class of Securities) |
| 43289P106 |
| (CUSIP
Number) |
| December
31, 2008 |
| (Date
of Event Which Requires Filing of this
Statement) |

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d – 1(b)

o Rule 13d – 1(c)

x Rule 13d – 1(d)

SCHEDULE 13G

CUSIP No. 43289P106 Page 2 of 7 Pages

| 1 | NAME
OF REPORTING PERSONS S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Jordan
Wu | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |
| | (a) | o |
| | (b) | x |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION Republic of
China | |

| NUMBER
OF SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON WITH | SOLE
VOTING POWER 11,485,255 (See item
4) |
| --- | --- |
| 6 | SHARED
VOTING POWER 66,100 (See item
4) |
| 7 | SOLE
DISPOSITIVE POWER 11,485,255 (See item
4) |
| 8 | SHARED
DISPOSITIVE POWER 66,100 (See item
4) |

| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,551,355 (See item
4) | |
| --- | --- | --- |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES | o |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.0% (See item
4) | |
| 12 | TYPE
OF REPORTING PERSON IN | |

Page 2 of 7

CUSIP No. 43289P106 Page 3 of 7 Pages

| 1 | NAME
OF REPORTING PERSONS S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Arch Finance
Ltd. | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |
| | (a) | o |
| | (b) | x |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION British Virgin
Islands | |

| NUMBER
OF SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON WITH | SOLE
VOTING POWER 8,352,257 |
| --- | --- |
| 6 | SHARED
VOTING POWER 0 |
| 7 | SOLE
DISPOSITIVE POWER 8,352,257 |
| 8 | SHARED
DISPOSITIVE POWER 0 |

| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,352,257 | |
| --- | --- | --- |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES | o |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.3% | |
| 12 | TYPE
OF REPORTING PERSON CO | |

Page 3 of 7

CUSIP No. 43289P106 Page 4 of 7 Pages

| 1 | NAME
OF REPORTING PERSONS S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Shu Chuan Investment
Co., Ltd. | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |
| | (a) | o |
| | (b) | x |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION Republic of
China | |

| NUMBER
OF SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON WITH | SOLE
VOTING POWER 2,990,365 |
| --- | --- |
| 6 | SHARED
VOTING POWER 0 |
| 7 | SOLE
DISPOSITIVE POWER 2,990,365 |
| 8 | SHARED
DISPOSITIVE POWER 0 |

| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,990,365 | |
| --- | --- | --- |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES | o |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.6% | |
| 12 | TYPE
OF REPORTING PERSON CO | |

Page 4 of 7

Item 1(a). Name of Issuer .

Himax Technologies, Inc.

Item 1(b). Address of Issuer’s Principal Executive Offices .

The address of the principal executive offices is

No. 26, Zih Lian Road, Fonghua Village

Sinshih Township, Tainan County 744

Taiwan, the Republic of China.

Item 2(a). Name of Person Filing .

Jordan Wu

Arch Finance Ltd.

Shu Chuan Investment Co., Ltd.

Item 2(b). Address of Principal Business Office or, if None, Residence .

The address of the principal business office of Jordan Wu is No. 26, Zih Lian Road, Fonghua Village, Sinshih Township, Tainan County 744, Taiwan, the Republic of China.

The address of the principal business office of Arch Finance Ltd. is Akara Building, 24 De Castro Street, Wickhams Cat I, Road Town, Tortola, British Virgin Islands.

The address of the principal business office of Shu Chuan Investment Co., Ltd. is 5F-3, No. 248, Sec. 3, Nanjing E. Road, Songshan District, Taipei City 105, Taiwan, the Republic of China.

Item 2(c). Citizenship .

Jordan Wu is a citizen of the Republic of China.

Arch Finance Ltd. is incorporated under the laws of the British Virgin Islands.

Shu Chuan Investment Co., Ltd. is incorporated under the laws of the Republic of China.

Item 2(d). Title of Class of Securities .

Ordinary Shares, par value US$0.0001 per Share (the “Shares”).

Page 5 of 7

Item 2(e). CUSIP Number .

43289P106

ITEM 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

(a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

(e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);

(j) o A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k) o Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _____

Page 6 of 7

ITEM 4. Ownership .

(a), (b) and (c)

Jordan Wu directly owns 142,633 Shares, representing approximately 0.1% of the outstanding Shares. Jordan Wu beneficially owns 8,352,257 Shares and 2,990,365 Shares through Arch Finance Ltd. and Shu Chuan Investment Co., Ltd, respectively, both of which are investment companies controlled by Jordan Wu. In effect, Jordan Wu has sole power to vote and dispose of 11,485,255 Shares. In addition, Jordan Wu may be deemed to have shared power to vote and dispose of 66,100 Shares held by certain of his children. As a result, Jordan Wu may be deemed to beneficially own an aggregate of 11,551,355 Shares, representing approximately 6.0% of the outstanding Shares.

Arch Finance Ltd. directly owns 8,352,257 Shares, representing approximately 4.3% of the outstanding Shares. Arch Finance Ltd. has sole power to vote and dispose of 8,352,257 Shares.

Shu Chuan Investment Co., Ltd. directly owns 2,990,365 Shares, representing approximately 1.6% of the outstanding Shares. Shu Chuan Investment Co., Ltd. has sole power to vote and dispose of 2,990,365 Shares.

ITEM 5. Ownership of Five Percent or Less of the Class .

Not applicable.

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person .

Not applicable.

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company .

Not applicable.

ITEM 8. Identification and Classification of Members of the Group .

Not applicable.

ITEM 9. Notice of Dissolution of Group .

Not applicable.

ITEM 10. Certification .

Not applicable.

Page 7 of 7

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

By:
Name:	Jordan
Wu

| /s/
Jordan Wu | |
| --- | --- |
| Name: | Jordan
Wu |
| Title: | Director |

| /s/
Jordan Wu | |
| --- | --- |
| Name: | Jordan
Wu |
| Title: | Director |

Exhibit A

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto) with respect to the Shares of Himax Technologies, Inc. and further agree that this agreement be included as an exhibit to such filing. In evidence there of, each of the undersigned hereby executed this Agreement on February 2, 2009.

By:
Name:	Jordan
Wu

| /s/
Jordan Wu | |
| --- | --- |
| Name: | Jordan
Wu |
| Title: | Director |

| /s/
Jordan Wu | |
| --- | --- |
| Name: | Jordan
Wu |
| Title: | Director |