Himax Technologies, Inc.

Major Shareholding Notification • Oct 24, 2008

SC 13G/A 1 dp11665_sc13ga-jordan.htm

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

---

SCHEDULE 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and

Amendments Thereto Filed Pursuant to Rule 13d-2(b)

Under the Securities Exchange Act of 1934

(Amendment No. 2)

| Himax
Technologies, Inc. |
| --- |
| (Name
of Issuer) |
| Ordinary
Shares, par value US$0.0001 per share |
| (Title
of Class of Securities) |
| 43289P106 |
| (CUSIP
Number) |
| December
31, 2007 |
| (Date
of Event Which Requires Filing of this
Statement) |

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d – 1(b)

o Rule 13d – 1(c)

x Rule 13d – 1(d)

SCHEDULE 13G

CUSIP No. 43289P106 Page 2 of 7 Pages

| 1 | NAME
OF REPORTING PERSONS S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |
| --- | --- | --- |
| | Jordan
Wu | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o |
| | | (b) x |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION | |
| | Republic
of China | |

| Number
of Shares Beneficially Owned
By Each Reporting Person With | SOLE
VOTING POWER |
| --- | --- |
| | 11,432,594 |
| 6 | SHARED
VOTING POWER |
| | 0 |
| 7 | SOLE
DISPOSITIVE POWER |
| | 11,432,594 |
| 8 | SHARED
DISPOSITIVE POWER |
| | 0 |

| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| --- | --- | --- |
| | 11,432,594 | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| | 5.96% | |
| 12 | TYPE
OF REPORTING PERSON | |
| | IN | |

Page 2 of 7

CUSIP No. 43289P106 Page 3 of 7 Pages

| 1 | NAME
OF REPORTING PERSONS S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |
| --- | --- | --- |
| | Arch
Finance Ltd. | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o |
| | | (b) x |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION | |
| | British
Virgin Islands | |

| Number
of Shares Beneficially Owned
By Each Reporting Person With | SOLE
VOTING POWER |
| --- | --- |
| | 8,352,257 |
| 6 | SHARED
VOTING POWER |
| | 0 |
| 7 | SOLE
DISPOSITIVE POWER |
| | 8,352,257 |
| 8 | SHARED
DISPOSITIVE POWER |
| | 0 |

| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| --- | --- | --- |
| | 8,352,257 | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES | o |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| | 4.35% | |
| 12 | TYPE
OF REPORTING PERSON | |
| | CO | |

Page 3 of 7

CUSIP No. 43289P106 Page 4 of 7 Pages

| 1 | NAME
OF REPORTING PERSONS S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |
| --- | --- | --- |
| | Shu
Chuan Investment Co., Ltd. | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o |
| | | (b) x |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION | |
| | Republic
of China | |

| Number
of Shares Beneficially Owned
By Each Reporting Person With | SOLE
VOTING POWER |
| --- | --- |
| | 2,990,365 |
| 6 | SHARED
VOTING POWER |
| | 0 |
| 7 | SOLE
DISPOSITIVE POWER |
| | 2,990,365 |
| 8 | SHARED
DISPOSITIVE POWER |
| | 0 |

| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| --- | --- | --- |
| | 2,990,365 | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES | o |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| | 1.56% | |
| 12 | TYPE
OF REPORTING PERSON | |
| | CO | |

Page 4 of 7

Item 1(a). Name of Issuer .

Himax Technologies, Inc.

Item 1(b). Address of Issuer’s Principal Executive Offices .

The address of the principal executive offices is

No. 26, Zih Lian Road, Fonghua Village

Sinshih Township, Tainan County 744

Taiwan, the Republic of China.

Item 2(a). Name of Person Filing .

Jordan Wu

Arch Finance Ltd.

Shu Chuan Investment Co., Ltd.

Item 2(b). Address of Principal Business Office or, if None, Residence .

The address of the principal business office of Jordan Wu is No. 26, Zih Lian Road, Fonghua Village, Sinshih Township, Tainan County 744, Taiwan, the Republic of China.

The address of the principal business office of Arch Finance Ltd. is Akara Building, 24 De Castro Street, Wickhams Cat I, Road Town, Tortola, British Virgin Islands.

The address of the principal business office of Shu Chuan Investment Co., Ltd. is 5F-3, No. 248, Sec. 3, Nanjing E. Road, Songshan District, Taipei City 105, Taiwan, the Republic of China.

Item 2(c). Citizenship .

Jordan Wu is a citizen of the Republic of China.

Arch Finance Ltd. is incorporated under the laws of the British Virgin Islands.

Shu Chuan Investment Co., Ltd. is incorporated under the laws of the Republic of China.

Item 2(d). Title of Class of Securities .

Ordinary Shares, par value US$0.0001 per Share (the “Shares”).

Page 5 of 7

Item 2(e). CUSIP Number .

43289P106

ITEM 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:

(a) Broker or dealer registered under Section 15 of the Act,

(b) Bank as defined in Section 3(a)(6) of the Act,

(c) Insurance Company as defined in Section 3(a)(19) of the Act,

(d) Investment Company registered under Section 8 of the Investment Company Act,

(e) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940,

(f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F),

(g) Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); see Item 7,

(h) Group, in accordance with Rule 13d-1(b)(1)(ii)(H).

ITEM 4. Ownership .

(a), (b) and (c)

Jordan Wu directly owns 89,972 Shares, representing approximately 0.05% of the outstanding Shares. Jordan Wu beneficially owns 8,352,257 Shares and 2,990,365 Shares through Arch Finance Ltd. and Shu Chuan Investment Co., Ltd, respectively, both of which are investment companies controlled by Jordan Wu. In effect, Jordan Wu beneficially owns 11,432,594 Shares, representing approximately 5.96% of the outstanding Shares. Jordan Wu has sole power to vote and dispose of 11,432,594 Shares.

Arch Finance Ltd. directly owns 8,352,257 Shares, representing approximately 4.35% of the outstanding Shares. Arch Finance Ltd. has sole power to vote and dispose of 8,352,257 Shares.

Page 6 of 7

Shu Chuan Investment Co., Ltd. directly owns 2,990,365 Shares, representing approximately 1.56% of the outstanding Shares. Shu Chuan Investment Co., Ltd. has sole power to vote and dispose of 2,990,365 Shares.

ITEM 5. Ownership of Five Percent or Less of the Class .

Not applicable.

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person .

Not applicable.

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company .

Not applicable.

ITEM 8. Identification and Classification of Members of the Group .

Not applicable.

ITEM 9. Notice of Dissolution of Group .

Not applicable.

ITEM 10. Certification .

Not applicable.

Page 7 of 7

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

By:
Name:	Jordan
Wu

| /s/
Jordan Wu | |
| --- | --- |
| Name: | Jordan
Wu |
| Title: | Director |

| /s/
Jordan Wu | |
| --- | --- |
| Name: | Jordan
Wu |
| Title: | Director |

Exhibit A

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto) with respect to the Shares of Himax Technologies, Inc. and further agree that this agreement be included as an exhibit to such filing. In evidence there of, each of the undersigned hereby executed this Agreement on October 21, 2008.

By:
Name:	Jordan
Wu

| /s/
Jordan Wu | |
| --- | --- |
| Name: | Jordan
Wu |
| Title: | Director |

| /s/
Jordan Wu | |
| --- | --- |
| Name: | Jordan
Wu |
| Title: | Director |