Major Shareholding Notification • Mar 7, 2007
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Download Source FileSC 13G 1 dp04906_sc13g-cmo.htm
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b)
Under the Securities Exchange Act of 1934 (Amendment No. ______)
| Himax Technologies, Inc. |
|---|
| (Name of Issuer) |
| Ordinary Shares, par value US$0.0001 per share |
| (Title of Class of Securities) |
| 43289P106 |
| (CUSIP Number) |
| December |
| 31, 2006 |
| (Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) |
|---|---|
| o | Rule 13d-1(c) |
| x | Rule 13d-1(d) |
SCHEDULE 13G
CUSIP No. 43289P106 Page 2 of 6 Pages
| 1 | NAME
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Chi Mei Optoelectronics Corp. | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x | |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION Republic of China | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 24,822,529 |
| | 6 | SHARED
VOTING POWER 0 |
| | 7 | SOLE
DISPOSITIVE POWER 24,822,529 |
| | 8 | SHARED
DISPOSITIVE POWER 0 |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 24,822,529 | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o | |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.82% | |
| 12 | TYPE
OF REPORTING PERSON CO | |
Page 2 of 6
SCHEDULE 13G
CUSIP No. 43289P106 Page 3 of 6 Pages
| 1 | NAME
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Leadtek Global Group Limited | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x | |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION British Virgin Islands | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 24,822,529 |
| | 6 | SHARED
VOTING POWER 0 |
| | 7 | SOLE
DISPOSITIVE POWER 24,822,529 |
| | 8 | SHARED
DISPOSITIVE POWER 0 |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 24,822,529 | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o | |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.82% | |
| 12 | TYPE
OF REPORTING PERSON CO | |
Page 3 of 6
Item 1(a). Name of Issuer .
Himax Technologies, Inc.
Item 1(b). Address of Issuers Principal Executive Offices .
The address of the principal executive offices is No. 26, Zih Lian Road, Fonghua Village Sinshih Township, Tainan County 744 Taiwan, the Republic of China.
Item 2(a). Name of Person Filing .
Chi Mei Optoelectronics Corp.
Leadtek Global Group Limited
Item 2(b). Address of Principal Business Office or, if None, Residence .
The address of the principal business office of Chi Mei Optoelectronics Corp. is No. 1, Chi-Yeh Road, Tainan Science-Based Industrial Park, Taiwan, the Republic of China.
The address of the principal business office of Leadtek Global Group Limited is Portcullis TrustNet Chambers, P.O. Box 3444, Road Town, Tortola, British Virgin Islands.
Item 2(c). Citizenship .
Chi Mei Optoelectronics Corp. is incorporated under the laws of the Republic of China.
Leadtek Global Group Limited is incorporated under the laws of the British Virgin Islands.
Item 2(d). Title of Class of Securities .
Ordinary Shares, par value US$0.0001 per Share (the Shares).
Item 2(e). CUSIP Number .
43289P106
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
Page 4 of 6
| (a) | o | Broker or dealer registered under
Section 15 of the Act, |
| --- | --- | --- |
| (b) | o | Bank as defined in Section 3(a)(6)
of the Act, |
| (c) | o | Insurance Company as defined in
Section 3(a)(19) of the Act, |
| (d) | o | Investment Company registered
under Section 8 of the Investment Company Act, |
| (e) | o | Investment Adviser registered
under Section 203 of the Investment Advisers Act of 1940, |
| (f) | o | Employee Benefit Plan, Pension
Fund which is subject to the provisions of the Employee Retirement Income
Security Act of 1974 or Endowment Fund; see 13d-
1(b)(1)(ii)(F), |
| (g) | o | Parent Holding Company, in accordance
with Rule 13d- 1(b)(ii)(G); see Item
7, |
| (h) | o | Group, in accordance with Rule
13d-1(b)(1)(ii)(H). |
Item 4. Ownership .
(a), (b) and (c)
Chi Mei Optoelectronics Corp. does not directly own any Shares. Chi Mei Optoelectronics Corp. beneficially owns 24,822,529 Shares through Leadtek Global Group Limited, which is wholly owned by Chi Mei Optoelectronics Corp., representing approximately 12.82% of the outstanding Shares. Chi Mei Optoelectronics Corp. has sole power to vote and dispose of 24,822,529 Shares.
Chi Mei Optoelectronics Corp. owns 100% of Leadtek Global Group Limited which directly owns 24,822,529 Shares, representing approximately 12.82% of the outstanding Shares. Leadtek Global Group Limited has sole power to vote and dispose of 24,822,529 Shares.
Item 5. Ownership of Five Percent or Less of the Class .
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person .
Not applicable.
Page 5 of 6
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company .
Not applicable
Item 8. Identification and Classification of Members of the Group .
Not applicable.
Item 9. Notice of Dissolution of Group .
Not applicable.
Item 10 . Certification .
Not applicable.
Page 6 of 6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| CHI MEI OPTOELECTRONICS CORP. — By: | /s/ Jung-Chun
Lin | |
| --- | --- | --- |
| | Name: | Jung-Chun Lin |
| | Title: | Chief Financial Officer |
| LEADTEK GLOBAL GROUP LIMITED | | |
| By: | /s/ Jung-Chun
Lin | |
| | Name: | Jung-Chun Lin |
| | Title: | Director |
Exhibit A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto) with respect to the Shares of Himax Technologies, Inc. and further agree that this agreement be included as an exhibit to such filing. In evidence thereof, each of the undersigned hereby executed this Agreement on March 1, 2007.
| CHI MEI OPTOELECTRONICS CORP. — By: | /s/ Jung-Chun
Lin | |
| --- | --- | --- |
| | Name: | Jung-Chun Lin |
| | Title: | Chief Financial Officer |
| LEADTEK GLOBAL GROUP LIMITED | | |
| By: | /s/ Jung-Chun
Lin | |
| | Name: | Jung-Chun Lin |
| | Title: | Director |
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