Hilltop Holdings Inc. — Director's Dealing 2021

Mar 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hilltop Holdings Inc. (HTH)
CIK: 0001265131
Period of Report: 2021-03-05

Reporting Person: Schaffner Jerry (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-05	Common Stock	A	11961.00	$0.00	Acquired	178067.00	Direct
2021-03-05	Common Stock	F	1622.00	$34.97	Disposed	176445.00	Direct
2021-03-05	Common Stock	F	2913.00	$34.97	Disposed	173532.00	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1459.00	Indirect

Footnotes

F1: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on March 5, 2018 in connection with the achievement of certain performance criteria.

F2: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

F3: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on March 5, 2018.

F4: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on March 5, 2018.

F5: The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.