Hilltop Holdings Inc. — Director's Dealing 2021

Mar 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hilltop Holdings Inc. (HTH)
CIK: 0001265131
Period of Report: 2021-02-25

Reporting Person: Lewis Lee (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-25	Common Stock	S	29567.00	$33.2253	Disposed	373850.00	Indirect
2021-02-26	Common Stock	S	70000.00	$33.111	Disposed	303850.00	Indirect
2021-03-01	Common Stock	S	70000.00	$33.9387	Disposed	233850.00	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	52782.00	Direct

Footnotes

F1: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.92, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.76 to $33.50, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.42 to $34.29, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F4: The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.