Hilltop Holdings Inc. — Director's Dealing 2015

Oct 21, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hilltop Holdings Inc. (HTH)
CIK: 0001265131
Period of Report: 2015-10-20

Reporting Person: FORD GERALD J (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-10-20	Common Stock	A	3094	$20.04	Acquired	10960	Direct
2015-10-20	Common Stock	G	3094	—	Disposed	7866	Direct
2015-10-20	Common Stock	G	3094	—	Acquired	4797	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15544674	Indirect

Footnotes

F1: Shares acquired pursuant to Hilltop Holdings Inc.'s 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2015.

F2: Price per share calculated using average closing price per share for the period from September 17, 2015 to September 30, 2015.

F3: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust").

F4: Represents securities owned directly by the Trust and indirectly by the reporting person as the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F5: Represents securities owned directly by Diamond A Financial, LP and indirectly by the reporting person as a general partner of Diamond A Financial, LP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.