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Hilltop Holdings Inc. — Director's Dealing 2013
Dec 4, 2013
31636_dirs_2013-12-04_c9935615-3573-450a-b206-421524e64890.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hilltop Holdings Inc. (HTH)
CIK: 0001265131
Period of Report: 2013-12-03
Reporting Person: Feinberg Hill A (Director, CEO First Southwest Holdings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-03 | Common Stock | G | 13000 | — | Disposed | 1364500 | Direct |
| 2013-12-03 | Common Stock | G | 11200 | — | Disposed | 1353300 | Direct |
| 2013-12-03 | Common Stock | G | 3300 | — | Disposed | 1350000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25776 | Indirect |
| Common Stock | 776 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.
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