HIGHLAND GLOBAL ALLOCATION FUND — Director's Dealing 2020

Oct 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HIGHLAND GLOBAL ALLOCATION FUND (HGLB)
CIK: 0001622148
Period of Report: 2020-02-25

Reporting Person: Froehlich Robert J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-25	Common Stock	P	182	$9.032	Acquired	1616	Indirect
2020-10-13	Common Stock	P	1000	$6.05	Acquired	2616	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2657	Indirect

Footnotes

F1: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends.

F2: These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. Total shares also reflect reinvested dividends.