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Hewlett Packard Enterprise Co — Director's Dealing 2023
Dec 12, 2023
30133_dirs_2023-12-11_178b9e3e-0d51-4940-9103-f4f6d92e976e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2023-12-07
Reporting Person: Cox Jeremy (SVP, Controller, CTO & CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-13 | Restricted Stock Units | $ | A | 120.1602 | Acquired | Common Stock (120.1602) | Direct | |
| 2023-10-13 | Restricted Stock Units | $ | A | 19.9660 | Acquired | Common Stock (19.9660) | Direct | |
| 2023-10-13 | Restricted Stock Units | $ | A | 220.9442 | Acquired | Common Stock (220.9442) | Direct | |
| 2023-10-13 | Restricted Stock Units | $ | A | 352.6165 | Acquired | Common Stock (352.6165) | Direct | |
| 2023-10-13 | Restricted Stock Units | $ | A | 446.9927 | Acquired | Common Stock (446.9927) | Direct | |
| 2023-12-07 | Restricted Stock Units | $ | A | 217122 | Acquired | Common Stock (217122) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 615 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.1602 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F3: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.9660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F4: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.9442 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F5: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 352.6165 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F6: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 446.9927 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F7: On 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.