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Hewlett Packard Enterprise Co — Director's Dealing 2022
Sep 21, 2022
30133_dirs_2022-09-21_468c80c4-d18a-4b6e-b9d1-c98c4998a500.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2022-09-19
Reporting Person: ROBBIATI TAREK (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-19 | Common Stock | M | 47667 | $12.98 | Acquired | 47667 | Direct |
| 2022-09-19 | Common Stock | F | 16484 | $12.98 | Disposed | 31183 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-19 | Restricted Stock Units | $ | M | 47667 | Disposed | Common Stock (47667) | Direct | |
| 2022-04-08 | Restricted Stock Units | $ | A | 696.6077 | Acquired | Common Stock (696.6077) | Direct | |
| 2022-04-08 | Restricted Stock Units | $ | A | 2014.2831 | Acquired | Common Stock (2014.2831) | Direct | |
| 2022-04-08 | Restricted Stock Units | $ | A | 1933.5628 | Acquired | Common Stock (1933.5628) | Direct | |
| 2022-04-08 | Restricted Stock Units | $ | A | 3228.4639 | Acquired | Common Stock (3228.4639) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 182559 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 627.0932 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 765.4435 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 5,600 vested RSU dividend equivalent rights and a de minimus adjustment of 0.72690 due to fractional rounding of the dividend.
F3: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 313.6994 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 382.9083 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F4: As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 907.0807 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,107.2024 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F5: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 870.7304 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,062.8324 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F6: As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,453.8559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,774.6080 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.