Hewlett Packard Enterprise Co — Director's Dealing 2021

Mar 5, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2021-03-02

Reporting Person: Hotard Justin (SVP, GM, HPC and MCS)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	44476	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$8.83	2023-12-09	Common Stock (5668)		Direct
Employee Stock Option (right to buy)	$14.67	2024-12-07	Common Stock (10227)		Direct
Restricted Stock Units	$		Common Stock (36.3389)		Direct
Restricted Stock Units	$		Common Stock (17576.3821)		Direct
Restricted Stock Units	$		Common Stock (23592.6179)		Direct
Restricted Stock Units	$		Common Stock (37739.5615)		Direct
Restricted Stock Units	$		Common Stock (54164.5183)		Direct

Footnotes

F1: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F2: This option became exercisable beginning on this date.

F3: This option is no longer exercisable beginning on this date.

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5: On 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 2.3389 dividend equivalent rights accrued but not released since the grant date.

F6: On 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,384.3821 dividend equivalent rights accrued but not released since the grant date.

F7: On 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,858.6179 dividend equivalent rights accrued but not released since the grant date.

F8: On 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,964.5615 dividend equivalent rights accrued but not released since the grant date.

F9: On 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 534.5183 dividend equivalent rights accrued but not released since the grant date.